| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 4,937,495 | 238,921,000 | 19.22% | ||
| 2 | MORGAN STANLEY | 2,865,199 | 138,647,000 | 11.15% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 2,189,300 | 105,940,000 | 8.52% | ||
| 4 | QS Investors, LLC | 1,646,783 | 79,687,000 | 6.41% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,480,654 | 71,648,000 | 5.76% | ||
| 6 | SCHRODER INVESTMENT MANAGEMENT GROUP | 1,162,151 | 56,236,487 | 4.52% | ||
| 7 | UBS AG | 1,127,184 | 54,544,000 | 4.39% | ||
| 8 | AEGON USA Investment Management, LLC | 1,003,113 | 48,541,000 | 3.90% | ||
| 9 | ING GROEP NV | 900,000 | 43,551,000 | 3.50% | ||
| 10 | IndexIQ Advisors LLC | 620,925 | 30,047,000 | 2.42% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 567,160 | 27,444,000 | 2.21% | ||
| 12 | Polaris Wealth Advisory Group, LLC | 416,791 | 20,169,000 | 1.62% | ||
| 13 | VestGen Investment Management | 334,988 | 16,211,000 | 1.30% | ||
| 14 | HUNTINGTON NATIONAL BANK | 333,938 | 16,159,000 | 1.30% | PRN | |
| 15 | BANK OF MONTREAL /CAN/ | 317,850 | 15,381,000 | 1.24% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 308,866 | 14,945,000 | 1.20% | ||
| 17 | ROYAL BANK OF CANADA | 279,520 | 13,526,000 | 1.09% | ||
| 18 | SG Americas Securities, LLC | 220,201 | 10,656,000 | 0.86% | ||
| 19 | LPL Financial LLC | 217,898 | 10,544,000 | 0.85% | ||
| 20 | FMR LLC | 206,635 | 9,904,000 | 0.80% | ||
| 21 | BANK OF STOCKTON | 197,648 | 9,565,000 | 0.77% | ||
| 22 | Baker Avenue Asset Management, LP | 184,170 | 8,912,000 | 0.72% | ||
| 23 | Friedenthal Financial | 271,876 | 8,420,000 | 0.68% | ||
| 24 | Transamerica Financial Advisors, LLC | 151,109 | 7,313,000 | 0.59% | ||
| 25 | Windsor Capital Management, LLC | 135,784 | 6,571,000 | 0.53% | ||
| 26 | Advisory Alpha, LLC | 135,134 | 6,538,000 | 0.53% | ||
| 27 | VSR Financial Services, Inc. | 131,298 | 6,354,000 | 0.51% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 116,897 | 5,657,000 | 0.46% | ||
| 29 | CREDIT SUISSE AG/ | 114,614 | 5,547,000 | 0.45% | ||
| 30 | WELLINGTON MANAGEMENT GROUP LLP | 114,182 | 5,525,000 | 0.44% | ||
| 31 | NTV ASSET MANAGEMENT LLC | 112,365 | 5,437,000 | 0.44% | ||
| 32 | CIBC WORLD MARKET INC. | 110,557 | 5,350,000 | 0.43% | ||
| 33 | IRON Financial LLC | 110,526 | 5,348,000 | 0.43% | ||
| 34 | Mirae Asset Global Investments Co., Ltd. | 103,550 | 5,011,000 | 0.40% | ||
| 35 | AXA S.A. | 99,000 | 4,791,000 | 0.39% | ||
| 36 | STIFEL FINANCIAL CORP | 95,945 | 4,643,000 | 0.37% | ||
| 37 | LAZARD ASSET MANAGEMENT LLC | 95,822 | 4,636,000 | 0.37% | PRN | |
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 87,859 | 4,251,000 | 0.34% | ||
| 39 | OPPENHEIMER & CO INC | 81,257 | 3,932,000 | 0.32% | ||
| 40 | Sage Capital Management, LLC | 78,750 | 3,811,000 | 0.31% | ||
| 41 | STERNE AGEE GROUP, INC. | 75,276 | 3,643,000 | 0.29% | ||
| 42 | PACIFIC FINANCIAL GROUP INC | 70,174 | 3,396,000 | 0.27% | ||
| 43 | Foothills Asset Management, Ltd. | 67,266 | 3,255,000 | 0.26% | ||
| 44 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 63,828 | 3,089,000 | 0.25% | ||
| 45 | CITIGROUP INC | 61,196 | 2,961,000 | 0.24% | ||
| 46 | Placemark Investments, Inc. | 53,562 | 2,589,000 | 0.21% | ||
| 47 | Financial Architects, Inc | 50,264 | 2,432,000 | 0.20% | ||
| 48 | Winfield Associates, Inc. | 49,703 | 2,405,000 | 0.19% | ||
| 49 | Horizon Investments, LLC | 48,030 | 2,324,000 | 0.19% | ||
| 50 | BARCLAYS PLC | 46,660 | 2,239,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
