Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 233 Institutional holders with a total value of $1,840,806,828.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 600 0 0.00% Call
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 ASSETMARK, INC 5 0 0.00%
4 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 25 2,000 0.00%
5 Portfolio Strategies Inc 47 2,000 0.00%
6 WHITTIER TRUST CO 53 2,000 0.00%
7 IHT WEALTH MANAGEMENT, LLC 118 5,000 0.00%
8 Gradient Investments LLC 138 6,000 0.00%
9 BB&T INVESTMENT SERVICES, INC. 156 7,000 0.00%
10 Kessler Investment Group, LLC 165 8,000 0.00%
11 Hanson & Doremus Investment Management 189 8,628 0.00%
12 GLOBAL RETIREMENT PARTNERS, LLC 201 9,000 0.00%
13 AlphaMark Advisors, LLC 233 11,000 0.00%
14 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 300 14,000 0.00%
15 Riggs Asset Managment Co. Inc. 327 15,000 0.00%
16 Baystate Wealth Management LLC 400 18,000 0.00%
17 HALL LAURIE J TRUSTEE 500 23,000 0.00%
18 RISK PARADIGM GROUP, LLC 521 23,783 0.00%
19 Joel Isaacson & Co., LLC 575 26,000 0.00%
20 GLEN EAGLE ADVISORS, LLC 700 31,955 0.00%
21 Lenox Wealth Advisors, LLC 704 32,000 0.00%
22 SARGENT BICKHAM LAGUDIS LLC 713 33,000 0.00%
23 RPG FAMILY WEALTH ADVISORY, LLC 879 40,126 0.00%
24 CRIBSTONE CAPITAL MANAGEMENT, LLC 887 41,000 0.00%
25 ENTERPRISE FINANCIAL SERVICES CORP 1,000 46,000 0.00%
26 ISRAEL DISCOUNT BANK OF NEW YORK 1,050 48,000 0.00%
27 MCF Advisors LLC 1,300 59,000 0.00%
28 Apriem Advisors 1,542 70,000 0.00%
29 Brick & Kyle, Associates 1,775 81,000 0.00%
30 Sandy Spring Bank 1,100 82,000 0.00%
31 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,545 116,000 0.01%
32 MUFG Americas Holdings Corp 3,122 143,000 0.01%
33 Cutler Capital Management, LLC 3,260 148,000 0.01%
34 EXANE DERIVATIVES 3,358 153,274 0.01%
35 SYNOVUS FINANCIAL CORP 3,396 155,000 0.01%
36 King Wealth Management Group 4,530 207,000 0.01%
37 Essex Financial Services, Inc. 4,700 215,000 0.01%
38 Diligent Investors, LLC 4,748 217,000 0.01%
39 DAVENPORT & Co LLC 4,900 223,000 0.01%
40 iAB Financial Bank 5,215 238,000 0.01%
41 Granite Investment Advisors, LLC 5,225 239,000 0.01%
42 BERGANKDV WEALTH MANAGEMENT, LLC 5,310 242,000 0.01%
43 SOWELL FINANCIAL SERVICES LLC 5,088 244,000 0.01%
44 CABOT WEALTH MANAGEMENT INC 5,360 245,000 0.01%
45 Brouwer & Janachowski, LLC 5,389 246,000 0.01%
46 LEVEL FOUR ADVISORY SERVICES, LLC 5,387 246,000 0.01%
47 Winslow, Evans & Crocker, Inc. 5,638 257,344 0.01%
48 BB&T SECURITIES, LLC 5,759 266,000 0.01%
49 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,979 273,000 0.01%
50 Allianz Asset Management GmbH 6,000 274,000 0.01%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.