Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 346 Institutional holders with a total value of $5,388,480,318.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GUGGENHEIM CAPITAL LLC 479,155 19,253,000 0.36%
52 Personal Capital Advisors Corp 465,779 18,715,000 0.35%
53 Private Ocean, LLC 458,505 18,423,000 0.34%
54 AMERIPRISE FINANCIAL INC 449,460 18,054,000 0.34%
55 FDx Advisors, Inc. 443,701 17,828,000 0.33%
56 BLAIR WILLIAM & CO/IL 437,940 17,596,000 0.33%
57 MASON STREET ADVISORS, LLC 402,848 16,186,000 0.30%
58 Saba Capital Management, L.P. 402,081 16,156,000 0.30%
59 Transamerica Financial Advisors, LLC 395,187 15,879,000 0.29%
60 DEUTSCHE BANK AG\ 394,667 15,856,000 0.29%
61 MILES CAPITAL, INC. 376,867 15,142,000 0.28%
62 Kemper Corp Master Retirement Trust 370,000 14,867,000 0.28%
63 Placemark Investments, Inc. 361,932 14,542,000 0.27%
64 BEACON FINANCIAL GROUP 478,911 14,285,000 0.27%
65 ALPS ADVISORS INC 355,030 14,265,000 0.26%
66 Baystate Wealth Management LLC 334,507 13,441,000 0.25%
67 Advisory Alpha, LLC 331,476 13,342,000 0.25%
68 RAYMOND JAMES TRUST N.A. 319,474 12,836,000 0.24%
69 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 309,676 12,443,000 0.23%
70 WELLINGTON MANAGEMENT GROUP LLP 298,114 11,978,000 0.22%
71 Windsor Capital Management, LLC 289,375 11,627,000 0.22%
72 SCHRODER INVESTMENT MANAGEMENT GROUP 286,602 11,515,669 0.21%
73 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 281,478 11,310,000 0.21%
74 NOMURA HOLDINGS INC 265,774 10,682,000 0.20%
75 Aft, Forsyth & Sober, LLC 263,800 10,599,000 0.20%
76 Kohlberg Kravis Roberts & Co. L.P. 261,200 10,495,000 0.19%
77 Vigilant Capital Management, LLC 252,523 10,146,000 0.19%
78 STIFEL FINANCIAL CORP 251,459 10,104,000 0.19%
79 AXA S.A. 232,205 9,330,000 0.17%
80 BNP PARIBAS FINANCIAL MARKETS 219,114 8,804,429 0.16%
81 Commonwealth Equity Services, Inc 217,397 8,735,000 0.16%
82 BB&T SECURITIES, LLC 21,514 8,644,000 0.16%
83 PRUDENTIAL FINANCIAL INC 214,500 8,619,000 0.16%
84 COMERICA BANK 214,176 8,606,000 0.16%
85 Argentus Capital Management, LLC 212,546 8,540,000 0.16%
86 LifePlan Financial Group, Inc 208,067 8,360,000 0.16%
87 Freedom Investment Management, Inc. 207,047 8,319,000 0.15%
88 Friedenthal Financial 206,072 8,280,000 0.15%
89 Cambridge Investment Research Advisors, Inc. 203,318 8,169,000 0.15%
90 FIRST TRUST ADVISORS LP 200,347 8,050,000 0.15%
91 RELIANCE TRUST CO OF DELAWARE 198,297 7,967,000 0.15%
92 COLONY GROUP LLC 169,436 6,808,000 0.13%
93 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 165,633 6,655,000 0.12%
94 Private Advisor Group, LLC 163,225 6,558,000 0.12%
95 JANE STREET GROUP, LLC 159,317 6,401,000 0.12%
96 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 145,594 5,850,000 0.11% PRN
97 BHF Kleinwort Benson Group S.A. 145,200 5,834,000 0.11%
98 Clearbridge Investments, LLC 140,731 5,655,000 0.10%
99 FEDERATED HERMES, INC. 136,820 5,497,000 0.10%
100 TD Ameritrade Trust Co 132,886 5,339,000 0.10%
Page 2 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.