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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 467 Institutional holders with a total value of $9,578,452,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Stonehage Fleming Financial Services Holdings Ltd 1,205 0 0.00%
2 WEALTHCARE CAPITAL MANAGEMENT LLC 1 0 0.00%
3 Parallax Volatility Advisers, L.P. 1 0 0.00%
4 Tower Research Capital LLC (TRC) 36 1,000 0.00%
5 VALLEY NATIONAL ADVISERS INC 29 1,000 0.00%
6 Brick & Kyle, Associates 65 2,000 0.00%
7 Patten Group, Inc. 66 2,000 0.00%
8 Richard Bernstein Advisors LLC 43 2,000 0.00%
9 Advisors Asset Management, Inc. 65 2,000 0.00%
10 CUTLER GROUP LLC / CA 52,400 2,000 0.00% Call
11 Allworth Financial LP 49 2,000 0.00%
12 PFLUG KOORY, LLC 78 3,000 0.00%
13 OLD SECOND NATIONAL BANK OF AURORA 70 3,000 0.00%
14 BRONFMAN E.L. ROTHSCHILD, L.P. 71 3,000 0.00%
15 Lenox Wealth Management, Inc. 93 3,000 0.00%
16 FIRST MANHATTAN CO. LLC. 90 3,000 0.00%
17 Ironwood Financial, llc 77 3,000 0.00%
18 HAP Trading, LLC 52,500 3,000 0.00% Call
19 Kistler-Tiffany Companies, LLC 100 4,000 0.00%
20 BB&T INVESTMENT SERVICES, INC. 130 4,000 0.00%
21 Financial Management Professionals, Inc. 160 5,000 0.00%
22 PROFICIO CAPITAL PARTNERS LLC 150 5,000 0.00%
23 TD Capital Management LLC 155 6,000 0.00%
24 Lenox Wealth Advisors, LLC 153 6,000 0.00%
25 AllSquare Wealth Management LLC 159 6,000 0.00%
26 FARMERS & MERCHANTS INVESTMENTS INC 195 7,000 0.00%
27 YORKBRIDGE WEALTH PARTNERS, LLC 200 7,000 0.00%
28 TCI Wealth Advisors, Inc. 201 7,000 0.00%
29 Sunbelt Securities, Inc. 205 7,472 0.00%
30 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 232 8,000 0.00%
31 JACKSON, GRANT INVESTMENT ADVISERS, INC. 236 9,000 0.00%
32 DUBUQUE BANK & TRUST CO 287 10,000 0.00%
33 Hudock, Inc. 281 10,000 0.00%
34 NORTHERN TRUST CORP 28,210 10,000 0.00%
35 Financial Architects, Inc 289 11,000 0.00%
36 JACOBI CAPITAL MANAGEMENT LLC 352 13,000 0.00%
37 FineMark National Bank & Trust 362 13,000 0.00%
38 People's United Financial, Inc. 372 14,000 0.00%
39 CUTLER GROUP LLC / CA 15,000 14,000 0.00% Put
40 INTERACTIVE FINANCIAL ADVISORS, INC. 441 16,000 0.00%
41 Endurance Wealth Management, Inc. 458 17,000 0.00%
42 PACIFIC CENTER FOR FINANCIAL SERVICES 500 18,000 0.00%
43 PERENNIAL ADVISORS, LLC 500 18,000 0.00%
44 Carroll Financial Associates, Inc. 529 19,000 0.00%
45 Clearbridge Investments, LLC 574 21,000 0.00%
46 WASHINGTON TRUST BANK 593 22,000 0.00%
47 Evercore Wealth Management, LLC 664 24,000 0.00%
48 Exchange Capital Management, Inc. 710 26,000 0.00%
49 First Personal Financial Services 723 26,000 0.00%
50 Capital Analysts, LLC 732 27,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.