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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $241,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BERGANKDV WEALTH MANAGEMENT, LLC 5,292 314,000 0.13%
52 WELLS FARGO & COMPANY/MN 5,231 310,000 0.13%
53 M&T BANK CORP 5,202 309,000 0.13%
54 PNC FINANCIAL SERVICES GROUP, INC. 5,185 308,000 0.13%
55 Peak Asset Management, LLC 5,163 306,000 0.13%
56 BB&T SECURITIES, LLC 5,106 302,000 0.12%
57 MILLENNIUM MANAGEMENT LLC 4,499 267,000 0.11%
58 Friedenthal Financial 4,336 257,000 0.11%
59 STIFEL FINANCIAL CORP 4,300 255,000 0.11%
60 UNITED CAPITAL FINANCIAL ADVISORS, LLC 3,815 226,000 0.09%
61 Janney Montgomery Scott LLC 3,750 222,000 0.09%
62 ADVISOR GROUP, INC. 3,651 217,000 0.09%
63 BREMER TRUST NATIONAL ASSOCIATION 3,495 207,000 0.09%
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,436 203,000 0.08%
65 ProVise Management Group, LLC 3,395 202,000 0.08%
66 IFP ADVISORS, INC 3,327 197,000 0.08%
67 Winfield Associates, Inc. 3,000 178,000 0.07%
68 INTEGRATED WEALTH MANAGEMENT 2,960 176,000 0.07%
69 JACOBI CAPITAL MANAGEMENT LLC 2,300 136,000 0.06%
70 Capital Advisors, Ltd. LLC 2,176 129,000 0.05%
71 Tarbox Family Office, Inc. 2,097 124,000 0.05%
72 BANK OF MONTREAL /CAN/ 2,000 119,000 0.05%
73 Crow Point Partners, LLC 2,000 119,000 0.05%
74 JPMORGAN CHASE & CO 1,818 108,000 0.04%
75 FIFTH THIRD BANCORP 725 43,000 0.02%
76 Live Your Vision, LLC 655 39,000 0.02%
77 Concert Wealth Management Inc. 606 36,000 0.01%
78 CWM, LLC 595 35,000 0.01%
79 BROWN BROTHERS HARRIMAN & CO 500 30,000 0.01%
80 CITIGROUP INC 458 27,000 0.01%
81 MUFG Americas Holdings Corp 400 24,000 0.01%
82 GENEOS WEALTH MANAGEMENT INC. 176 10,000 0.00%
83 Ameritas Investment Partners, Inc. 155 9,000 0.00%
84 LBA Wealth Management, LLC 110 7,000 0.00%
85 Transamerica Financial Advisors, LLC 27 2,000 0.00%
86 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.