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SPROTT PHYSICAL GOLD TRUST
SPROTT PHYSICAL GOLD TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 126 Institutional holders with a total value of $256,597,504.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Robert W. Baird & Co. Inc 65,440 698,000 0.27%
52 CITY NATIONAL BANK 61,125 652,000 0.25%
53 FIRST MANHATTAN CO. LLC. 60,000 640,000 0.25%
54 GOLDMAN SACHS GROUP INC 59,721 637,000 0.25%
55 BANK OF AMERICA CORP /DE/ 58,906 628,000 0.24%
56 Ancora Advisors LLC 58,047 619,000 0.24%
57 DEUTSCHE BANK AG\ 55,646 593,000 0.23%
58 NEW ENGLAND SECURITIES CORP /MA/ 53,122 567,000 0.22%
59 ORRELL CAPITAL MANAGEMENT INC 48,400 565,000 0.22%
60 UBS AG 49,001 523,000 0.20%
61 Salient Capital Advisors, LLC 48,535 518,000 0.20%
62 STIFEL FINANCIAL CORP 48,052 513,000 0.20%
63 First Allied Advisory Services, Inc. 45,615 486,000 0.19%
64 NATIONAL PLANNING CORP 44,761 479,000 0.19%
65 Altus Capital Inc. 42,900 458,000 0.18%
66 Placemark Investments, Inc. 42,804 457,000 0.18%
67 Dynamic Advisor Solutions LLC 41,921 447,000 0.17%
68 Yellowstone Partners, LLC 41,000 437,000 0.17%
69 KING INVESTMENT ADVISORS INC/TX 39,500 421,000 0.16%
70 Pinnacle Summer Investments, Inc. 37,200 398,000 0.16%
71 Virtu KCG Holdings LLC 36,697 392,000 0.15%
72 KEYBANK NATIONAL ASSOCIATION/OH 35,535 379,000 0.15%
73 Family Capital Trust Co 35,000 373,000 0.15%
74 Wilmington Savings Fund Society, FSB 30,660 327,000 0.13%
75 Concert Wealth Management Inc. 30,161 325,000 0.13%
76 Mountain Lake Investment Management LLC 29,613 316,000 0.12%
77 Linscomb Wealth, Inc. 28,230 301,000 0.12%
78 BANK OF MONTREAL /CAN/ 28,176 301,000 0.12%
79 Legacy Private Trust Co. 25,980 277,000 0.11%
80 INVESTMENT CENTERS OF AMERICA INC 24,967 277,000 0.11%
81 JANE STREET GROUP, LLC 25,530 272,000 0.11%
82 BLAIR WILLIAM & CO/IL 25,400 271,000 0.11%
83 Creative Planning 25,200 269,000 0.10%
84 EP Wealth Advisors, LLC 25,000 267,000 0.10%
85 St. James Investment Company, LLC 24,882 265,000 0.10%
86 GLENMEDE TRUST CO NA 24,550 261,000 0.10%
87 Orinda Asset Management LLC 22,899 244,000 0.10%
88 AMERICAN INTERNATIONAL GROUP, INC. 22,187 236,735 0.09%
89 SILVERCREST ASSET MANAGEMENT GROUP LLC 21,755 232,000 0.09%
90 ORLEANS CAPITAL MANAGEMENT CORP/LA 21,400 228,000 0.09%
91 MSI Financial Services Inc 18,408 196,000 0.08%
92 ENVESTNET ASSET MANAGEMENT INC 17,730 189,000 0.07%
93 CITADEL ADVISORS LLC 17,334 185,000 0.07%
94 Hilltop Holdings Inc. 16,200 173,000 0.07%
95 CITIGROUP INC 16,109 172,000 0.07%
96 BESSEMER GROUP INC 15,775 168,000 0.07%
97 LUCAS CAPITAL MANAGEMENT 15,650 167,000 0.07%
98 LVM CAPITAL MANAGEMENT LTD/MI 15,000 160,000 0.06%
99 Ionic Capital Management LLC 14,068 150,000 0.06%
100 Evanson Asset Management, LLC 14,052 150,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.