| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisory Services Network, LLC | 100 | 1,000 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 218 | 1,633 | 0.00% | ||
| 3 | MSI Financial Services Inc | 525 | 4,000 | 0.01% | ||
| 4 | BANK OF MONTREAL /CAN/ | 500 | 4,000 | 0.01% | ||
| 5 | CAPTRUST FINANCIAL ADVISORS | 600 | 4,000 | 0.01% | ||
| 6 | CENTRAL TRUST Co | 800 | 6,000 | 0.02% | ||
| 7 | Beacon Capital Management, Inc. | 1,250 | 9,000 | 0.02% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,250 | 17,000 | 0.05% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,413 | 18,000 | 0.05% | ||
| 10 | TCI Wealth Advisors, Inc. | 2,500 | 19,000 | 0.05% | ||
| 11 | SII INVESTMENTS INC/WI | 10,200 | 76,000 | 0.20% | ||
| 12 | DEUTSCHE BANK AG\ | 11,100 | 83,000 | 0.22% | ||
| 13 | BSW Wealth Partners | 11,325 | 85,000 | 0.23% | ||
| 14 | UBS Group AG | 12,422 | 93,000 | 0.25% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 14,414 | 108,000 | 0.29% | ||
| 16 | NATIONAL PLANNING CORP | 16,495 | 110,000 | 0.29% | ||
| 17 | SCOTIA CAPITAL INC. | 15,500 | 115,000 | 0.30% | ||
| 18 | WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 20,000 | 150,000 | 0.40% | ||
| 19 | OPPENHEIMER & CO INC | 22,301 | 167,000 | 0.44% | ||
| 20 | Private Wealth Partners, LLC | 38,000 | 285,000 | 0.76% | ||
| 21 | LPL Financial LLC | 42,415 | 317,000 | 0.84% | ||
| 22 | JANE STREET GROUP, LLC | 67,489 | 505,000 | 1.34% | ||
| 23 | SPROTT INC. | 82,300 | 616,000 | 1.63% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 258,361 | 1,935,000 | 5.13% | ||
| 25 | MORGAN STANLEY | 364,184 | 2,728,000 | 7.23% | ||
| 26 | ROYAL BANK OF CANADA | 653,621 | 4,895,000 | 12.97% | ||
| 27 | Weiss Asset Management LP | 676,474 | 5,067,000 | 13.43% | ||
| 28 | Virtu Financial LLC | 916,020 | 6,861,000 | 18.18% | ||
| 29 | Polar Asset Management Partners Inc. | 1,796,719 | 13,457,000 | 35.66% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
