| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Weiss Asset Management LP | 847,238 | 5,846,000 | 30.88% | ||
| 2 | Polar Asset Management Partners Inc. | 457,002 | 3,153,000 | 16.66% | ||
| 3 | Virtu Financial LLC | 356,908 | 2,463,000 | 13.01% | ||
| 4 | MORGAN STANLEY | 281,055 | 1,939,000 | 10.24% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 220,236 | 1,520,000 | 8.03% | ||
| 6 | JANE STREET GROUP, LLC | 178,981 | 1,235,000 | 6.52% | ||
| 7 | SPROTT INC. | 101,200 | 698,000 | 3.69% | ||
| 8 | ROYAL BANK OF CANADA | 42,150 | 291,000 | 1.54% | ||
| 9 | Caprock Group, LLC | 40,160 | 277,000 | 1.46% | ||
| 10 | LPL Financial LLC | 33,108 | 239,000 | 1.26% | ||
| 11 | OLD MISSION CAPITAL, LLC | 27,086 | 187,000 | 0.99% | ||
| 12 | CREDIT SUISSE AG/ | 24,180 | 167,000 | 0.88% | ||
| 13 | OPPENHEIMER & CO INC | 20,043 | 138,000 | 0.73% | ||
| 14 | Commonwealth Equity Services, Inc | 17,600 | 121,000 | 0.64% | ||
| 15 | INDEPENDENCE ADVISORS, LLC | 16,000 | 110,000 | 0.58% | ||
| 16 | NATIONAL PLANNING CORP | 12,593 | 97,000 | 0.51% | ||
| 17 | Virtu KCG Holdings LLC | 11,904 | 82,000 | 0.43% | ||
| 18 | SII INVESTMENTS INC/WI | 10,200 | 70,000 | 0.37% | ||
| 19 | First Allied Advisory Services, Inc. | 10,000 | 69,000 | 0.36% | ||
| 20 | WELLS FARGO & COMPANY/MN | 9,630 | 67,000 | 0.35% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 5,870 | 41,000 | 0.22% | ||
| 22 | BROWN BROTHERS HARRIMAN & CO | 5,000 | 35,000 | 0.18% | ||
| 23 | UBS Group AG | 4,865 | 34,000 | 0.18% | ||
| 24 | TCI Wealth Advisors, Inc. | 2,500 | 17,000 | 0.09% | ||
| 25 | TORONTO DOMINION BANK | 2,000 | 14,000 | 0.07% | ||
| 26 | GENEOS WEALTH MANAGEMENT INC. | 1,200 | 8,000 | 0.04% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 1,000 | 7,000 | 0.04% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 3,000 | 0.02% | ||
| 29 | ADVISOR GROUP, INC. | 218 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
