| 1 |
Polar Asset Management Partners Inc. |
348,035 |
2,436,000 |
23.70% |
|
|
| 2 |
MORGAN STANLEY |
327,543 |
2,292,000 |
22.30% |
|
|
| 3 |
RAYMOND JAMES & ASSOCIATES |
217,441 |
1,522,000 |
14.81% |
|
|
| 4 |
SPROTT INC. |
103,200 |
722,000 |
7.02% |
|
|
| 5 |
Virtu Financial LLC |
72,265 |
506,000 |
4.92% |
|
|
| 6 |
Virtu KCG Holdings LLC |
53,565 |
375,000 |
3.65% |
|
|
| 7 |
St. James Investment Company, LLC |
45,355 |
317,000 |
3.08% |
|
|
| 8 |
LPL Financial LLC |
39,280 |
283,000 |
2.75% |
|
|
| 9 |
Caprock Group, LLC |
40,160 |
281,000 |
2.73% |
|
|
| 10 |
First Allied Advisory Services, Inc. |
36,637 |
260,000 |
2.53% |
|
|
| 11 |
ROYAL BANK OF CANADA |
29,410 |
206,000 |
2.00% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
24,365 |
171,000 |
1.66% |
|
|
| 13 |
AMERIPRISE FINANCIAL INC |
22,259 |
156,000 |
1.52% |
|
|
| 14 |
OPPENHEIMER & CO INC |
20,214 |
141,000 |
1.37% |
|
|
| 15 |
INDEPENDENCE ADVISORS, LLC |
20,000 |
140,000 |
1.36% |
|
|
| 16 |
NATIONAL PLANNING CORP |
14,083 |
114,000 |
1.11% |
|
|
| 17 |
Commonwealth Equity Services, Inc |
13,200 |
92,000 |
0.90% |
|
|
| 18 |
BSW Wealth Partners |
12,825 |
90,000 |
0.88% |
|
|
| 19 |
SII INVESTMENTS INC/WI |
10,200 |
71,000 |
0.69% |
|
|
| 20 |
BROWN BROTHERS HARRIMAN & CO |
5,000 |
35,000 |
0.34% |
|
|
| 21 |
TCI Wealth Advisors, Inc. |
2,500 |
17,000 |
0.17% |
|
|
| 22 |
Creative Planning |
2,500 |
17,000 |
0.17% |
|
|
| 23 |
TORONTO DOMINION BANK |
2,000 |
14,000 |
0.14% |
|
|
| 24 |
GENEOS WEALTH MANAGEMENT INC. |
1,200 |
8,000 |
0.08% |
|
|
| 25 |
Beacon Capital Management, Inc. |
1,000 |
7,000 |
0.07% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
3,000 |
0.03% |
|
|
| 27 |
Advisory Services Network, LLC |
100 |
1,000 |
0.01% |
|
|
| 28 |
ADVISOR GROUP, INC. |
218 |
1,000 |
0.01% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.01% |
|
|
| 30 |
WOLVERINE TRADING LP /BD |
37 |
253 |
0.00% |
|
|
