| 1 |
Weiss Asset Management LP |
665,303 |
4,098,000 |
24.44% |
|
|
| 2 |
Polar Asset Management Partners Inc. |
579,897 |
3,572,000 |
21.30% |
|
|
| 3 |
MORGAN STANLEY |
407,981 |
2,513,000 |
14.99% |
|
|
| 4 |
Virtu Financial LLC |
289,441 |
1,783,000 |
10.63% |
|
|
| 5 |
RAYMOND JAMES & ASSOCIATES |
180,661 |
1,113,000 |
6.64% |
|
|
| 6 |
JANE STREET GROUP, LLC |
128,998 |
794,000 |
4.73% |
|
|
| 7 |
ROYAL BANK OF CANADA |
91,753 |
565,000 |
3.37% |
|
|
| 8 |
SPROTT INC. |
81,200 |
500,000 |
2.98% |
|
|
| 9 |
LPL Financial LLC |
83,430 |
499,000 |
2.98% |
|
|
| 10 |
Caprock Group, LLC |
40,160 |
247,000 |
1.47% |
|
|
| 11 |
OPPENHEIMER & CO INC |
22,301 |
137,000 |
0.82% |
|
|
| 12 |
B. Riley Wealth Advisors, Inc. |
20,000 |
124,000 |
0.74% |
|
|
| 13 |
SCOTIA CAPITAL INC. |
15,500 |
106,000 |
0.63% |
|
|
| 14 |
UBS Group AG |
16,256 |
100,000 |
0.60% |
|
|
| 15 |
FIRST NATIONAL BANK OF OMAHA |
15,385 |
95,000 |
0.57% |
|
|
| 16 |
NATIONAL PLANNING CORP |
14,083 |
84,000 |
0.50% |
|
|
| 17 |
BSW Wealth Partners |
12,825 |
79,000 |
0.47% |
|
|
| 18 |
DEUTSCHE BANK AG\ |
11,100 |
68,000 |
0.41% |
|
|
| 19 |
SII INVESTMENTS INC/WI |
10,200 |
63,000 |
0.38% |
|
|
| 20 |
First Allied Advisory Services, Inc. |
10,000 |
62,000 |
0.37% |
|
|
| 21 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
10,000 |
62,000 |
0.37% |
|
|
| 22 |
ALLEGIS INVESTMENT ADVISORS, LLC |
6,422 |
40,000 |
0.24% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
3,701 |
23,000 |
0.14% |
|
|
| 24 |
TCI Wealth Advisors, Inc. |
2,500 |
15,000 |
0.09% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,013 |
12,000 |
0.07% |
|
|
| 26 |
Beacon Capital Management, Inc. |
1,250 |
8,000 |
0.05% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
400 |
3,000 |
0.02% |
|
|
| 28 |
MSI Financial Services Inc |
525 |
3,000 |
0.02% |
|
|
| 29 |
Advisory Services Network, LLC |
100 |
1,000 |
0.01% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
218 |
1,000 |
0.01% |
|
|
| 31 |
BANK OF AMERICA CORP /DE/ |
74 |
0 |
0.00% |
|
|
