| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisory Services Network, LLC | 100 | 1,000 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 218 | 1,000 | 0.00% | ||
| 3 | BANK OF MONTREAL /CAN/ | 400 | 3,000 | 0.01% | ||
| 4 | Tower Research Capital LLC (TRC) | 400 | 4,000 | 0.02% | ||
| 5 | MSI Financial Services Inc | 525 | 4,000 | 0.02% | ||
| 6 | Beacon Capital Management, Inc. | 1,250 | 9,000 | 0.04% | ||
| 7 | Creative Planning | 1,800 | 12,000 | 0.06% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,013 | 14,000 | 0.07% | ||
| 9 | TCI Wealth Advisors, Inc. | 2,500 | 17,000 | 0.08% | ||
| 10 | WELLS FARGO & COMPANY/MN | 2,450 | 17,000 | 0.08% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 9,837 | 67,000 | 0.33% | ||
| 12 | WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 10,000 | 68,000 | 0.33% | ||
| 13 | SII INVESTMENTS INC/WI | 10,200 | 70,000 | 0.34% | ||
| 14 | DEUTSCHE BANK AG\ | 11,100 | 75,000 | 0.37% | ||
| 15 | BSW Wealth Partners | 12,825 | 87,000 | 0.43% | ||
| 16 | NATIONAL PLANNING CORP | 14,083 | 96,000 | 0.47% | ||
| 17 | SCOTIA CAPITAL INC. | 15,500 | 106,000 | 0.52% | ||
| 18 | UBS Group AG | 15,933 | 108,000 | 0.53% | ||
| 19 | OPPENHEIMER & CO INC | 22,301 | 152,000 | 0.75% | ||
| 20 | Caprock Group, LLC | 40,160 | 273,000 | 1.34% | ||
| 21 | LPL Financial LLC | 39,915 | 283,000 | 1.39% | ||
| 22 | JANE STREET GROUP, LLC | 79,632 | 542,000 | 2.67% | ||
| 23 | SPROTT INC. | 82,300 | 560,000 | 2.76% | ||
| 24 | ROYAL BANK OF CANADA | 109,243 | 744,000 | 3.66% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 214,195 | 1,459,000 | 7.18% | ||
| 26 | Virtu Financial LLC | 331,265 | 2,263,000 | 11.14% | ||
| 27 | MORGAN STANLEY | 349,829 | 2,382,000 | 11.73% | ||
| 28 | Weiss Asset Management LP | 486,597 | 3,323,000 | 16.36% | ||
| 29 | Polar Asset Management Partners Inc. | 1,112,296 | 7,575,000 | 37.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
