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SPROTT PHYSICAL PLAT PALLAD
SPROTT PHYSICAL PLAT PALLAD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $10,279,253.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 37 253 0.00%
2 ADVISOR GROUP, INC. 218 1,000 0.01%
3 Tower Research Capital LLC (TRC) 100 1,000 0.01%
4 Advisory Services Network, LLC 100 1,000 0.01%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 3,000 0.03%
6 Beacon Capital Management, Inc. 1,000 7,000 0.07%
7 GENEOS WEALTH MANAGEMENT INC. 1,200 8,000 0.08%
8 TORONTO DOMINION BANK 2,000 14,000 0.14%
9 Creative Planning 2,500 17,000 0.17%
10 TCI Wealth Advisors, Inc. 2,500 17,000 0.17%
11 BROWN BROTHERS HARRIMAN & CO 5,000 35,000 0.34%
12 SII INVESTMENTS INC/WI 10,200 71,000 0.69%
13 BSW Wealth Partners 12,825 90,000 0.88%
14 Commonwealth Equity Services, Inc 13,200 92,000 0.90%
15 NATIONAL PLANNING CORP 14,083 114,000 1.11%
16 INDEPENDENCE ADVISORS, LLC 20,000 140,000 1.36%
17 OPPENHEIMER & CO INC 20,214 141,000 1.37%
18 AMERIPRISE FINANCIAL INC 22,259 156,000 1.52%
19 WELLS FARGO & COMPANY/MN 24,365 171,000 1.66%
20 ROYAL BANK OF CANADA 29,410 206,000 2.00%
21 First Allied Advisory Services, Inc. 36,637 260,000 2.53%
22 Caprock Group, LLC 40,160 281,000 2.73%
23 LPL Financial LLC 39,280 283,000 2.75%
24 St. James Investment Company, LLC 45,355 317,000 3.08%
25 Virtu KCG Holdings LLC 53,565 375,000 3.65%
26 Virtu Financial LLC 72,265 506,000 4.92%
27 SPROTT INC. 103,200 722,000 7.02%
28 RAYMOND JAMES & ASSOCIATES 217,441 1,522,000 14.81%
29 MORGAN STANLEY 327,543 2,292,000 22.30%
30 Polar Asset Management Partners Inc. 348,035 2,436,000 23.70%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.