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SPROTT PHYSICAL PLAT PALLAD
SPROTT PHYSICAL PLAT PALLAD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $29,495,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 100 1,000 0.00%
2 Advisory Services Network, LLC 100 1,000 0.00%
3 FineMark National Bank & Trust 300 2,000 0.01%
4 ADVISOR GROUP, INC. 218 2,000 0.01%
5 Beacon Capital Management, Inc. 800 6,000 0.02%
6 GENEOS WEALTH MANAGEMENT INC. 1,200 9,000 0.03%
7 TORONTO DOMINION BANK 2,000 15,000 0.05%
8 TCI Wealth Advisors, Inc. 2,500 19,000 0.06%
9 UBS Group AG 3,916 30,000 0.10%
10 BROWN BROTHERS HARRIMAN & CO 5,000 38,000 0.13%
11 First Allied Advisory Services, Inc. 10,000 77,000 0.26%
12 SII INVESTMENTS INC/WI 10,200 78,000 0.26%
13 NATIONAL PLANNING CORP 12,593 88,000 0.30%
14 Commonwealth Equity Services, Inc 16,200 124,000 0.42%
15 OPPENHEIMER & CO INC 21,143 162,000 0.55%
16 INDEPENDENCE ADVISORS, LLC 25,000 192,000 0.65%
17 WELLS FARGO & COMPANY/MN 27,415 210,000 0.71%
18 LPL Financial LLC 33,584 247,000 0.84%
19 AMERIPRISE FINANCIAL INC 38,953 299,000 1.01%
20 Caprock Group, LLC 40,160 308,000 1.04%
21 St. James Investment Company, LLC 45,355 348,000 1.18%
22 JANE STREET GROUP, LLC 99,539 763,000 2.59%
23 SPROTT INC. 108,200 830,000 2.81%
24 ROYAL BANK OF CANADA 165,155 1,275,000 4.32%
25 RAYMOND JAMES & ASSOCIATES 232,498 1,783,000 6.05%
26 Virtu Financial LLC 263,988 2,025,000 6.87%
27 MORGAN STANLEY 301,436 2,312,000 7.84%
28 Polar Asset Management Partners Inc. 449,601 3,448,000 11.69%
29 BSW Wealth Partners 114 14,803,000 50.19%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.