| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,426,004 | 8,770,000 | 18.54% | ||
| 2 | Polar Asset Management Partners Inc. | 1,081,029 | 6,648,000 | 14.06% | ||
| 3 | PORTOLA GROUP INC /CA | 762,450 | 4,689,000 | 9.91% | ||
| 4 | Equinox Partners Investment Management LLC | 687,616 | 4,229,000 | 8.94% | ||
| 5 | SPROTT INC. | 555,044 | 3,414,000 | 7.22% | ||
| 6 | HighTower Advisors, LLC | 345,349 | 2,124,000 | 4.49% | ||
| 7 | LPL Financial LLC | 266,410 | 1,638,000 | 3.46% | ||
| 8 | CREDIT SUISSE AG/ | 260,650 | 1,603,000 | 3.39% | ||
| 9 | BLACKROCK ADVISORS LLC | 187,400 | 1,153,000 | 2.44% | ||
| 10 | ROYAL BANK OF CANADA | 150,228 | 924,000 | 1.95% | ||
| 11 | Mariner, LLC | 140,364 | 863,000 | 1.82% | ||
| 12 | Altus Capital Inc. | 130,000 | 799,000 | 1.69% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 122,282 | 752,000 | 1.59% | ||
| 14 | Private Advisor Group, LLC | 117,967 | 725,000 | 1.53% | ||
| 15 | D.A. DAVIDSON & CO. | 114,342 | 703,000 | 1.49% | ||
| 16 | Cetera Advisor Networks LLC | 103,809 | 635,000 | 1.34% | ||
| 17 | Lehman Financial Resources, Inc. | 92,400 | 568,000 | 1.20% | ||
| 18 | WELLS FARGO & COMPANY/MN | 72,002 | 442,000 | 0.93% | ||
| 19 | Pekin Hardy Strauss, Inc. | 67,025 | 412,000 | 0.87% | ||
| 20 | OTA Financial Group L.P. | 61,912 | 380,000 | 0.80% | ||
| 21 | Highlander Capital Management, LLC | 61,600 | 379,000 | 0.80% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 61,075 | 376,000 | 0.79% | ||
| 23 | CITY NATIONAL BANK | 52,650 | 324,000 | 0.69% | ||
| 24 | Paloma Partners Management Co | 50,000 | 308,000 | 0.65% | ||
| 25 | NATIONAL PLANNING CORP | 47,557 | 307,694 | 0.65% | ||
| 26 | Commonwealth Equity Services, Inc | 46,203 | 284,000 | 0.60% | ||
| 27 | Dynamic Advisor Solutions LLC | 42,724 | 263,000 | 0.56% | ||
| 28 | MSI Financial Services Inc | 35,054 | 216,000 | 0.46% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 31,852 | 195,890 | 0.41% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 30,977 | 191,000 | 0.40% | ||
| 31 | BLAIR WILLIAM & CO/IL | 31,113 | 191,000 | 0.40% | ||
| 32 | BANK OF MONTREAL /CAN/ | 29,270 | 180,000 | 0.38% | ||
| 33 | Hilltop Holdings Inc. | 28,800 | 177,000 | 0.37% | ||
| 34 | KING INVESTMENT ADVISORS INC/TX | 28,200 | 173,000 | 0.37% | ||
| 35 | Yellowstone Partners, LLC | 27,151 | 167,000 | 0.35% | ||
| 36 | NEW ENGLAND SECURITIES CORP /MA/ | 26,606 | 164,000 | 0.35% | ||
| 37 | Virtu Financial LLC | 24,925 | 153,000 | 0.32% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 21,054 | 130,000 | 0.27% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,422 | 120,000 | 0.25% | ||
| 40 | Arete Wealth Advisors, LLC | 18,800 | 116,000 | 0.25% | ||
| 41 | Diligent Investors, LLC | 16,500 | 112,000 | 0.24% | ||
| 42 | DEUTSCHE BANK AG\ | 17,630 | 108,000 | 0.23% | ||
| 43 | Linscomb Wealth, Inc. | 16,300 | 100,000 | 0.21% | ||
| 44 | FRONTIER INVESTMENT MGMT CO | 16,129 | 99,000 | 0.21% | ||
| 45 | Bank of New York Mellon Corp | 16,000 | 98,000 | 0.21% | ||
| 46 | Meristem Family Wealth, LLC | 14,300 | 88,000 | 0.19% | ||
| 47 | BNP PARIBAS FINANCIAL MARKETS | 13,700 | 84,255 | 0.18% | ||
| 48 | MUFG Americas Holdings Corp | 13,200 | 81,000 | 0.17% | ||
| 49 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 12,230 | 75,000 | 0.16% | ||
| 50 | COMMERCE BANK | 11,060 | 68,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
