| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Polar Asset Management Partners Inc. | 2,122,604 | 12,905,000 | 18.43% | ||
| 2 | MORGAN STANLEY | 1,380,937 | 8,396,000 | 11.99% | ||
| 3 | Paloma Partners Management Co | 775,000 | 4,712,000 | 6.73% | ||
| 4 | Ionic Capital Management LLC | 616,719 | 3,750,000 | 5.35% | ||
| 5 | FEDERATED HERMES, INC. | 600,000 | 3,648,000 | 5.21% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 574,482 | 3,493,000 | 4.99% | ||
| 7 | LPL Financial LLC | 545,746 | 3,400,000 | 4.85% | ||
| 8 | HighTower Advisors, LLC | 516,466 | 3,141,000 | 4.48% | ||
| 9 | WELLS FARGO & COMPANY/MN | 444,624 | 2,703,000 | 3.86% | ||
| 10 | ROYAL BANK OF CANADA | 319,700 | 1,944,000 | 2.78% | ||
| 11 | PROFICIO CAPITAL PARTNERS LLC | 291,400 | 1,772,000 | 2.53% | ||
| 12 | Bank of New York Mellon Corp | 273,200 | 1,661,000 | 2.37% | ||
| 13 | Cetera Advisor Networks LLC | 244,267 | 1,485,000 | 2.12% | ||
| 14 | Diligent Investors, LLC | 85,371 | 1,392,000 | 1.99% | ||
| 15 | OTA Financial Group L.P. | 216,866 | 1,318,000 | 1.88% | ||
| 16 | BLACKROCK ADVISORS LLC | 187,400 | 1,139,000 | 1.63% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 177,052 | 1,076,000 | 1.54% | ||
| 18 | Virtu Financial LLC | 167,536 | 1,019,000 | 1.45% | ||
| 19 | SPROTT INC. | 160,870 | 978,000 | 1.40% | ||
| 20 | BANK OF MONTREAL /CAN/ | 112,220 | 705,000 | 1.01% | ||
| 21 | Texas Yale Capital Corp. | 115,000 | 699,000 | 1.00% | ||
| 22 | TIAA CREF TRUST CO FSB/MO | 108,500 | 660,000 | 0.94% | ||
| 23 | Mariner, LLC | 84,434 | 513,000 | 0.73% | ||
| 24 | Moors & Cabot, Inc. | 84,331 | 511,000 | 0.73% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 80,817 | 491,000 | 0.70% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 71,086 | 432,000 | 0.62% | ||
| 27 | MSI Financial Services Inc | 65,058 | 396,000 | 0.57% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 60,078 | 365,000 | 0.52% | ||
| 29 | Commonwealth Equity Services, Inc | 56,669 | 345,000 | 0.49% | ||
| 30 | MUFG Americas Holdings Corp | 54,200 | 330,000 | 0.47% | ||
| 31 | NATIONAL PLANNING CORP | 45,601 | 303,000 | 0.43% | ||
| 32 | Creative Planning | 44,550 | 271,000 | 0.39% | ||
| 33 | Hudock, Inc. | 43,100 | 262,000 | 0.37% | ||
| 34 | Highlander Capital Management, LLC | 42,050 | 256,000 | 0.37% | ||
| 35 | Private Advisor Group, LLC | 35,672 | 224,000 | 0.32% | ||
| 36 | Oxbow Advisors, LLC | 28,200 | 171,000 | 0.24% | ||
| 37 | GENEOS WEALTH MANAGEMENT INC. | 27,195 | 165,000 | 0.24% | ||
| 38 | Ironwood Investment Counsel, LLC | 26,880 | 163,000 | 0.23% | ||
| 39 | Parkside Financial Bank & Trust | 25,625 | 156,000 | 0.22% | PRN | |
| 40 | CIBC WORLD MARKET INC. | 25,264 | 154,000 | 0.22% | ||
| 41 | BOKF, NA | 25,192 | 153,000 | 0.22% | ||
| 42 | 1832 Asset Management L.P. | 25,000 | 153,000 | 0.22% | ||
| 43 | Pekin Hardy Strauss, Inc. | 22,550 | 137,000 | 0.20% | ||
| 44 | Bison Wealth, LLC | 21,636 | 132,000 | 0.19% | ||
| 45 | BLUE CREEK INVESTMENT PARTNERS, LLC | 21,300 | 130,000 | 0.19% | ||
| 46 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 20,499 | 125,000 | 0.18% | ||
| 47 | Arete Wealth Advisors, LLC | 19,465 | 118,000 | 0.17% | ||
| 48 | ADVISOR GROUP, INC. | 18,370 | 112,000 | 0.16% | ||
| 49 | CORNERSTONE WEALTH MANAGEMENT, LLC | 16,298 | 102,000 | 0.15% | ||
| 50 | Linscomb Wealth, Inc. | 16,340 | 99,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.