| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,559,743 | 9,624,000 | 21.48% | ||
| 2 | PORTOLA GROUP INC /CA | 647,800 | 3,997,000 | 8.92% | ||
| 3 | Polar Asset Management Partners Inc. | 530,224 | 3,271,000 | 7.30% | ||
| 4 | SPROTT INC. | 527,777 | 3,256,000 | 7.27% | ||
| 5 | HighTower Advisors, LLC | 497,861 | 3,072,000 | 6.86% | ||
| 6 | LPL Financial LLC | 324,449 | 1,999,000 | 4.46% | ||
| 7 | CREDIT SUISSE AG/ | 255,066 | 1,574,000 | 3.51% | ||
| 8 | ROYAL BANK OF CANADA | 191,392 | 1,181,000 | 2.64% | ||
| 9 | BLACKROCK ADVISORS LLC | 187,400 | 1,156,000 | 2.58% | ||
| 10 | Private Advisor Group, LLC | 166,357 | 1,026,000 | 2.29% | ||
| 11 | Equinox Partners Investment Management LLC | 150,516 | 929,000 | 2.07% | ||
| 12 | Paloma Partners Management Co | 125,000 | 771,000 | 1.72% | ||
| 13 | Cetera Advisor Networks LLC | 115,450 | 744,000 | 1.66% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 113,037 | 697,000 | 1.56% | ||
| 15 | D.A. DAVIDSON & CO. | 112,534 | 694,000 | 1.55% | ||
| 16 | Sterneck Capital Management, LLC | 107,430 | 663,000 | 1.48% | ||
| 17 | Virtu Financial LLC | 100,800 | 622,000 | 1.39% | ||
| 18 | Lehman Financial Resources, Inc. | 92,400 | 570,000 | 1.27% | ||
| 19 | Mariner, LLC | 84,434 | 521,000 | 1.16% | ||
| 20 | Bank of New York Mellon Corp | 77,101 | 476,000 | 1.06% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 75,546 | 466,000 | 1.04% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 73,328 | 452,000 | 1.01% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,054 | 408,000 | 0.91% | ||
| 24 | Pekin Hardy Strauss, Inc. | 65,050 | 401,000 | 0.89% | ||
| 25 | OTA Financial Group L.P. | 61,912 | 380,000 | 0.85% | ||
| 26 | MUFG Americas Holdings Corp | 59,200 | 365,000 | 0.81% | ||
| 27 | Highlander Capital Management, LLC | 58,800 | 363,000 | 0.81% | ||
| 28 | One Capital Management, LLC | 56,110 | 346,000 | 0.77% | ||
| 29 | BANK OF MONTREAL /CAN/ | 52,870 | 326,000 | 0.73% | ||
| 30 | CITY NATIONAL BANK | 52,650 | 325,000 | 0.73% | ||
| 31 | WELLS FARGO & COMPANY/MN | 46,374 | 286,000 | 0.64% | ||
| 32 | Commonwealth Equity Services, Inc | 43,257 | 267,000 | 0.60% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 38,062 | 235,000 | 0.52% | ||
| 34 | NATIONAL PLANNING CORP | 38,656 | 228,000 | 0.51% | ||
| 35 | MSI Financial Services Inc | 35,290 | 218,000 | 0.49% | ||
| 36 | BLAIR WILLIAM & CO/IL | 31,113 | 191,000 | 0.43% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 29,411 | 181,466 | 0.40% | ||
| 38 | Hilltop Holdings Inc. | 28,800 | 178,000 | 0.40% | ||
| 39 | Oxbow Advisors, LLC | 28,200 | 174,000 | 0.39% | ||
| 40 | Yellowstone Partners, LLC | 28,088 | 173,000 | 0.39% | ||
| 41 | Altus Capital Inc. | 27,000 | 167,000 | 0.37% | ||
| 42 | BOKF, NA | 25,192 | 155,000 | 0.35% | ||
| 43 | UBS Group AG | 23,300 | 144,000 | 0.32% | ||
| 44 | Creative Planning | 22,674 | 140,000 | 0.31% | ||
| 45 | Diligent Investors, LLC | 20,800 | 125,000 | 0.28% | ||
| 46 | Arete Wealth Advisors, LLC | 18,800 | 116,000 | 0.26% | ||
| 47 | ARCADIA INVESTMENT MANAGEMENT CORP/MI | 15,920 | 106,000 | 0.24% | PRN | |
| 48 | FRONTIER INVESTMENT MGMT CO | 16,129 | 100,000 | 0.22% | ||
| 49 | DEUTSCHE BANK AG\ | 15,630 | 96,000 | 0.21% | ||
| 50 | Meristem Family Wealth, LLC | 14,300 | 88,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
