| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,604,280 | 10,380,000 | 21.18% | ||
| 2 | PORTOLA GROUP INC /CA | 688,550 | 4,455,000 | 9.09% | ||
| 3 | Equinox Partners Investment Management LLC | 687,616 | 4,449,000 | 9.08% | ||
| 4 | SPROTT INC. | 548,644 | 3,550,000 | 7.24% | ||
| 5 | Polar Asset Management Partners Inc. | 467,124 | 3,022,000 | 6.17% | ||
| 6 | HighTower Advisors, LLC | 446,322 | 2,888,000 | 5.89% | ||
| 7 | LPL Financial LLC | 298,506 | 1,961,000 | 4.00% | ||
| 8 | CREDIT SUISSE AG/ | 271,066 | 1,754,000 | 3.58% | ||
| 9 | BLACKROCK ADVISORS LLC | 187,400 | 1,212,000 | 2.47% | ||
| 10 | Private Advisor Group, LLC | 153,034 | 990,000 | 2.02% | ||
| 11 | ROYAL BANK OF CANADA | 139,838 | 905,000 | 1.85% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 115,537 | 748,000 | 1.53% | ||
| 13 | Cetera Advisor Networks LLC | 115,450 | 744,000 | 1.52% | ||
| 14 | D.A. DAVIDSON & CO. | 113,832 | 736,000 | 1.50% | ||
| 15 | Sterneck Capital Management, LLC | 108,305 | 701,000 | 1.43% | ||
| 16 | Lehman Financial Resources, Inc. | 92,400 | 598,000 | 1.22% | ||
| 17 | Mariner, LLC | 84,434 | 546,000 | 1.11% | ||
| 18 | Altus Capital Inc. | 80,000 | 518,000 | 1.06% | ||
| 19 | Virtu Financial LLC | 75,989 | 492,000 | 1.00% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 65,690 | 425,000 | 0.87% | ||
| 21 | Pekin Hardy Strauss, Inc. | 65,050 | 421,000 | 0.86% | ||
| 22 | Virtu KCG Holdings LLC | 62,581 | 405,000 | 0.83% | ||
| 23 | MUFG Americas Holdings Corp | 61,400 | 397,000 | 0.81% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 61,287 | 396,000 | 0.81% | ||
| 25 | Highlander Capital Management, LLC | 60,600 | 392,000 | 0.80% | ||
| 26 | MSI Financial Services Inc | 60,341 | 390,000 | 0.80% | ||
| 27 | WELLS FARGO & COMPANY/MN | 57,783 | 374,000 | 0.76% | ||
| 28 | OTA Financial Group L.P. | 57,401 | 371,000 | 0.76% | ||
| 29 | CITY NATIONAL BANK | 52,650 | 341,000 | 0.70% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 50,460 | 326,000 | 0.67% | ||
| 31 | Bank of New York Mellon Corp | 45,101 | 292,000 | 0.60% | ||
| 32 | Commonwealth Equity Services, Inc | 44,603 | 289,000 | 0.59% | ||
| 33 | NATIONAL PLANNING CORP | 38,851 | 248,000 | 0.51% | ||
| 34 | BANK OF MONTREAL /CAN/ | 36,870 | 239,000 | 0.49% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 31,827 | 206,000 | 0.42% | ||
| 36 | BLAIR WILLIAM & CO/IL | 31,113 | 201,000 | 0.41% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 30,611 | 198,053 | 0.40% | ||
| 38 | Hilltop Holdings Inc. | 28,800 | 186,000 | 0.38% | ||
| 39 | KING INVESTMENT ADVISORS INC/TX | 28,200 | 183,000 | 0.37% | ||
| 40 | BOKF, NA | 27,717 | 179,000 | 0.37% | ||
| 41 | Yellowstone Partners, LLC | 27,178 | 176,000 | 0.36% | ||
| 42 | Creative Planning | 25,205 | 163,000 | 0.33% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 23,670 | 154,000 | 0.31% | ||
| 44 | Diligent Investors, LLC | 20,800 | 130,000 | 0.27% | ||
| 45 | Arete Wealth Advisors, LLC | 18,800 | 122,000 | 0.25% | ||
| 46 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,445 | 119,000 | 0.24% | ||
| 47 | DEUTSCHE BANK AG\ | 17,260 | 111,000 | 0.23% | ||
| 48 | FRONTIER INVESTMENT MGMT CO | 16,129 | 101,000 | 0.21% | ||
| 49 | Meristem Family Wealth, LLC | 14,300 | 93,000 | 0.19% | ||
| 50 | OLD MISSION CAPITAL LLC | 12,400 | 80,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
