| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,590,749 | 61,401,000 | 28.78% | ||
| 2 | KAYNE ANDERSON CAPITAL ADVISORS LP | 3,345,965 | 57,216,000 | 26.81% | ||
| 3 | ING GROEP NV | 1,169,829 | 19,957,000 | 9.35% | ||
| 4 | CITIGROUP INC | 1,109,996 | 18,980,000 | 8.90% | ||
| 5 | Moab Capital Partners LLC | 523,134 | 8,946,000 | 4.19% | ||
| 6 | UBS Group AG | 345,139 | 5,902,000 | 2.77% | ||
| 7 | Andalusian Capital Partners, LP | 272,117 | 4,653,000 | 2.18% | ||
| 8 | Zimmer Partners, LP | 247,600 | 4,234,000 | 1.98% | ||
| 9 | ACADIAN ASSET MANAGEMENT LLC | 207,682 | 3,553,000 | 1.67% | ||
| 10 | Allianz Asset Management GmbH | 204,279 | 3,493,000 | 1.64% | ||
| 11 | DUFF & PHELPS INVESTMENT MANAGEMENT CO | 198,785 | 3,399,000 | 1.59% | ||
| 12 | Rafferty Asset Management, LLC | 190,037 | 3,250,000 | 1.52% | ||
| 13 | Fosun International Ltd | 187,691 | 3,210,000 | 1.50% | ||
| 14 | DEUTSCHE BANK AG\ | 119,541 | 2,044,000 | 0.96% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 117,230 | 2,005,000 | 0.94% | ||
| 16 | Nantahala Capital Management, LLC | 80,000 | 1,368,000 | 0.64% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 75,000 | 1,283,000 | 0.60% | ||
| 18 | GSA CAPITAL PARTNERS LLP | 58,021 | 992,000 | 0.46% | ||
| 19 | WHITEBOX ADVISORS LLC | 53,255 | 911,000 | 0.43% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 49,000 | 838,000 | 0.39% | Put | |
| 21 | GUGGENHEIM CAPITAL LLC | 45,467 | 778,000 | 0.36% | ||
| 22 | RENAISSANCE TECHNOLOGIES LLC | 44,500 | 761,000 | 0.36% | ||
| 23 | GOLDMAN SACHS GROUP INC | 30,100 | 515,000 | 0.24% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,400 | 486,000 | 0.23% | Call | |
| 25 | Kellner Capital, LLC | 25,700 | 439,000 | 0.21% | ||
| 26 | CREDIT SUISSE AG/ | 25,333 | 433,000 | 0.20% | ||
| 27 | Hurley Capital, LLC | 21,712 | 371,000 | 0.17% | ||
| 28 | HITE Hedge Asset Management LLC | 20,000 | 342,000 | 0.16% | ||
| 29 | PEAK6 Group LLC | 16,600 | 284,000 | 0.13% | Put | |
| 30 | HSBC HOLDINGS PLC | 13,833 | 237,000 | 0.11% | Put | |
| 31 | BOOTHBAY FUND MANAGEMENT, LLC | 13,671 | 234,000 | 0.11% | ||
| 32 | GEODE CAPITAL MANAGEMENT, LLC | 12,769 | 218,000 | 0.10% | ||
| 33 | Virtu KCG Holdings LLC | 11,223 | 192,000 | 0.09% | ||
| 34 | Sandell Asset Management Corp. | 7,440 | 127,000 | 0.06% | ||
| 35 | WELLS FARGO & COMPANY/MN | 4,607 | 79,000 | 0.04% | ||
| 36 | PEAK6 Group LLC | 3,516 | 60,000 | 0.03% | ||
| 37 | BNP PARIBAS FINANCIAL MARKETS | 2,892 | 49,453 | 0.02% | ||
| 38 | PRELUDE CAPITAL MANAGEMENT, LLC | 2,300 | 39,000 | 0.02% | ||
| 39 | ROYAL BANK OF CANADA | 1,450 | 25,000 | 0.01% | ||
| 40 | MSI Financial Services Inc | 1,250 | 21,000 | 0.01% | ||
| 41 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 17,000 | 0.01% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 745 | 13,000 | 0.01% | ||
| 43 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 632 | 11,000 | 0.01% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 470 | 8,037 | 0.00% | ||
| 45 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% | ||
| 46 | Tower Research Capital LLC (TRC) | 78 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
