| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,620,622 | 39,676,000 | 46.25% | ||
| 2 | KAYNE ANDERSON CAPITAL ADVISORS LP | 930,404 | 14,086,000 | 16.42% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 585,636 | 8,867,000 | 10.34% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 285,800 | 4,327,000 | 5.04% | Call | |
| 5 | GENDELL JEFFREY L | 221,812 | 3,358,000 | 3.91% | ||
| 6 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 185,844 | 2,814,000 | 3.28% | ||
| 7 | GSA CAPITAL PARTNERS LLP | 75,906 | 1,149,000 | 1.34% | ||
| 8 | Cetera Advisor Networks LLC | 73,816 | 1,118,000 | 1.30% | ||
| 9 | DEUTSCHE BANK AG\ | 67,641 | 1,024,000 | 1.19% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 67,600 | 1,023,000 | 1.19% | ||
| 11 | Arrow Investment Advisors, LLC | 66,352 | 1,005,000 | 1.17% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 64,100 | 970,000 | 1.13% | Put | |
| 13 | NEXT Financial Group, Inc | 46,425 | 703,000 | 0.82% | ||
| 14 | ING GROEP NV | 43,141 | 657,000 | 0.77% | ||
| 15 | GEODE CAPITAL MANAGEMENT, LLC | 34,304 | 519,000 | 0.61% | ||
| 16 | WOLVERINE TRADING LP /BD | 33,200 | 506,000 | 0.59% | Call | |
| 17 | DEERE & CO | 32,973 | 499,000 | 0.58% | ||
| 18 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 32,500 | 492,000 | 0.57% | ||
| 19 | ALPS ADVISORS INC | 29,352 | 444,000 | 0.52% | ||
| 20 | Gilman Hill Asset Management, LLC | 24,951 | 378,000 | 0.44% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 22,414 | 339,000 | 0.40% | ||
| 22 | Spot Trading L.L.C | 22,400 | 339,000 | 0.40% | Call | |
| 23 | CUTLER GROUP LLC / CA | 17,341 | 262,000 | 0.31% | ||
| 24 | JPMORGAN CHASE & CO | 17,095 | 259,000 | 0.30% | ||
| 25 | Virtu KCG Holdings LLC | 14,372 | 218,000 | 0.25% | ||
| 26 | PEAK6 Group LLC | 10,400 | 157,000 | 0.18% | Put | |
| 27 | SIMPLEX TRADING, LLC | 9,536 | 144,000 | 0.17% | ||
| 28 | WELLS FARGO & COMPANY/MN | 7,580 | 115,000 | 0.13% | ||
| 29 | UBS Group AG | 7,166 | 108,000 | 0.13% | ||
| 30 | GROUP ONE TRADING LLC | 4,391 | 66,000 | 0.08% | ||
| 31 | PEAK6 Group LLC | 3,904 | 59,000 | 0.07% | ||
| 32 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,815 | 27,000 | 0.03% | ||
| 33 | CUTLER GROUP LLC / CA | 17,400 | 21,000 | 0.02% | Put | |
| 34 | ROYAL BANK OF CANADA | 950 | 14,000 | 0.02% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 745 | 11,000 | 0.01% | ||
| 36 | Creative Planning | 550 | 8,000 | 0.01% | ||
| 37 | CITIGROUP INC | 487 | 7,000 | 0.01% | ||
| 38 | PEAK6 Group LLC | 300 | 5,000 | 0.01% | Call | |
| 39 | Camarda Financial Advisors, LLC | 200 | 3,000 | 0.00% | ||
| 40 | IFP ADVISORS, INC | 200 | 3,000 | 0.00% | ||
| 41 | CUTLER GROUP LLC / CA | 2,100 | 1,000 | 0.00% | Call | |
| 42 | BNP PARIBAS FINANCIAL MARKETS | 61 | 924 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
