Dark
Light
System
Security
SYNERGY PHARMACEUTICALS DEL COM NEW
SYNERGY PHARMACEUTICALS DEL COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 146 Institutional holders with a total value of $393,755,954.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Edge Wealth Management LLC 50 0 0.00% SH
2 Ruggie Capital Group 55 0 0.00%
3 MYCIO WEALTH PARTNERS, LLC 370 1,000 0.00%
4 Tower Research Capital LLC (TRC) 139 1,000 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 337 1,000 0.00%
6 BALENTINE LLC 559 2,000 0.00%
7 MSI Financial Services Inc 500 2,000 0.00%
8 ADVISOR GROUP, INC. 1,000 3,000 0.00%
9 CUTLER GROUP LLC / CA 20,500 3,000 0.00% Call
10 SEVENBRIDGE FINANCIAL GROUP, LLC 1,000 4,000 0.00%
11 Winfield Associates, Inc. 1,250 5,000 0.00%
12 KRILOGY FINANCIAL LLC 1,500 6,000 0.00%
13 BRONFMAN E.L. ROTHSCHILD, L.P. 2,105 8,000 0.00%
14 Parallax Volatility Advisers, L.P. 2,200 8,000 0.00%
15 CapWealth Advisors, LLC 2,000 8,000 0.00%
16 Zurcher Kantonalbank (Zurich Cantonalbank) 2,825 11,000 0.00%
17 Apriem Advisors 3,150 12,000 0.00%
18 VALLEY NATIONAL ADVISERS INC 4,000 15,000 0.00%
19 IFP ADVISORS, INC 4,230 16,000 0.00%
20 CREDIT AGRICOLE S A 4,497 17,000 0.00%
21 Spot Trading L.L.C 5,000 19,000 0.00% Put
22 US BANCORP \DE\ 6,655 26,000 0.01%
23 BNP PARIBAS FINANCIAL MARKETS 7,090 26,942 0.01%
24 Highlander Capital Management, LLC 9,500 36,000 0.01%
25 SIGNATUREFD, LLC 10,000 38,000 0.01%
26 INTEGRAL DERIVATIVES, LLC 10,000 38,000 0.01% Put
27 INGALLS & SNYDER LLC 10,000 38,000 0.01%
28 Modera Wealth Management, LLC 10,500 40,000 0.01%
29 INTEGRAL DERIVATIVES, LLC 10,800 41,000 0.01%
30 WILLIAMS JONES & ASSOCIATES LLC 11,000 42,000 0.01%
31 LPL Financial LLC 11,500 44,000 0.01%
32 PRUDENTIAL FINANCIAL INC 11,500 44,000 0.01%
33 Traynor Capital Management, Inc. 12,175 46,000 0.01%
34 Nuveen Asset Management, LLC 12,006 46,000 0.01%
35 CSS LLC/IL 12,852 49,000 0.01%
36 ROYAL BANK OF CANADA 13,620 52,000 0.01%
37 Ameritas Investment Partners, Inc. 14,137 54,000 0.01%
38 Aperio Group, LLC 15,097 57,000 0.01%
39 TEACHER RETIREMENT SYSTEM OF TEXAS 15,081 57,000 0.01%
40 Sequoia Financial Advisors, LLC 16,210 62,000 0.02%
41 AMERIPRISE FINANCIAL INC 17,390 66,000 0.02%
42 Raymond James Financial Services Advisors, Inc. 19,838 75,000 0.02%
43 SCHONFELD STRATEGIC ADVISORS LLC 21,787 83,000 0.02%
44 Ghost Tree Capital, LLC 22,000 84,000 0.02%
45 CUTLER GROUP LLC / CA 22,575 85,000 0.02%
46 CANADA LIFE ASSURANCE Co 22,700 86,000 0.02%
47 AMALGAMATED BANK 19,164 92,000 0.02%
48 STIFEL FINANCIAL CORP 24,472 93,000 0.02%
49 Spot Trading L.L.C 25,000 95,000 0.02% Call
50 BlackRock Finance, Inc. 25,307 96,000 0.02%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.