| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 13,252,299 | 287,840,000 | 49.67% | ||
| 2 | USCA RIA LLC | 1,231,524 | 56,700,000 | 9.78% | ||
| 3 | GFS Advisors, LLC | 1,231,524 | 56,700,000 | 9.78% | ||
| 4 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 29,260,000 | 5.05% | ||
| 5 | MORGAN STANLEY | 1,139,995 | 24,761,000 | 4.27% | ||
| 6 | GOLDMAN SACHS GROUP INC | 1,048,121 | 22,765,000 | 3.93% | ||
| 7 | Clearbridge Investments, LLC | 663,050 | 14,401,000 | 2.49% | ||
| 8 | HITE Hedge Asset Management LLC | 483,777 | 10,508,000 | 1.81% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 458,918 | 9,968,000 | 1.72% | ||
| 10 | Blackstone Inc. | 434,847 | 9,445,000 | 1.63% | ||
| 11 | AMERIPRISE FINANCIAL INC | 310,000 | 6,733,000 | 1.16% | ||
| 12 | AMERICAN CENTURY COMPANIES INC | 286,487 | 6,222,000 | 1.07% | ||
| 13 | WELLS FARGO & COMPANY/MN | 251,344 | 5,459,000 | 0.94% | ||
| 14 | CIBC Private Wealth Group LLC | 231,676 | 5,032,000 | 0.87% | ||
| 15 | UBS Group AG | 202,483 | 4,398,000 | 0.76% | ||
| 16 | VAN ECK ASSOCIATES CORP | 179,626 | 3,901,000 | 0.67% | ||
| 17 | BlackRock Institutional Trust Company, N.A. | 166,504 | 3,616,000 | 0.62% | ||
| 18 | DEUTSCHE BANK AG\ | 96,118 | 2,087,000 | 0.36% | ||
| 19 | RENAISSANCE TECHNOLOGIES LLC | 96,013 | 2,085,000 | 0.36% | ||
| 20 | CREDIT SUISSE AG/ | 89,657 | 1,947,000 | 0.34% | ||
| 21 | AVENIR CORP | 86,471 | 1,878,000 | 0.32% | ||
| 22 | Tipp Hill Capital Management LLC | 80,000 | 1,738,000 | 0.30% | ||
| 23 | Weiss Multi-Strategy Advisers LLC | 75,000 | 1,629,000 | 0.28% | ||
| 24 | ACADIAN ASSET MANAGEMENT LLC | 62,740 | 1,362,000 | 0.24% | ||
| 25 | Cetera Advisors LLC | 56,965 | 1,235,000 | 0.21% | ||
| 26 | K.J. Harrison & Partners Inc | 50,000 | 1,086,000 | 0.19% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 47,727 | 1,037,000 | 0.18% | ||
| 28 | Allen Investment Management, LLC | 40,640 | 883,000 | 0.15% | ||
| 29 | ARDSLEY ADVISORY PARTNERS LP | 40,000 | 869,000 | 0.15% | ||
| 30 | Baldwin Investment Management, LLC | 36,650 | 796,000 | 0.14% | SH | |
| 31 | Raymond James Financial Services Advisors, Inc. | 31,533 | 685,000 | 0.12% | ||
| 32 | A.R.T. Advisors, LLC | 20,600 | 447,000 | 0.08% | ||
| 33 | RUSSELL FRANK CO/ | 19,857 | 431,000 | 0.07% | ||
| 34 | CITIGROUP INC | 19,387 | 421,000 | 0.07% | ||
| 35 | GSA CAPITAL PARTNERS LLP | 15,500 | 337,000 | 0.06% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 11,926 | 259,000 | 0.04% | ||
| 37 | DRIEHAUS CAPITAL MANAGEMENT LLC | 9,359 | 203,000 | 0.04% | ||
| 38 | Chicago Partners Investment Group LLC | 8,365 | 182,000 | 0.03% | ||
| 39 | ROYAL BANK OF CANADA | 3,414 | 74,000 | 0.01% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 30,000 | 0.01% | ||
| 41 | AMERICAN INTERNATIONAL GROUP, INC. | 1,287 | 28,000 | 0.00% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 1,200 | 26,000 | 0.00% | ||
| 43 | MOSAIC FAMILY WEALTH, LLC | 600 | 13,000 | 0.00% | ||
| 44 | Tower Research Capital LLC (TRC) | 432 | 9,000 | 0.00% | ||
| 45 | BLACKROCK ADVISORS LLC | 348 | 8,000 | 0.00% | ||
| 46 | Creative Planning | 300 | 7,000 | 0.00% | ||
| 47 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 162 | 4,000 | 0.00% | ||
| 48 | Gradient Investments LLC | 100 | 2,000 | 0.00% | ||
| 49 | IFP ADVISORS, INC | 100 | 2,000 | 0.00% | ||
| 50 | CENTRAL TRUST Co | 50 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
