| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 13,252,299 | 301,622,000 | 63.63% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 30,661,000 | 6.47% | ||
| 3 | GOLDMAN SACHS GROUP INC | 1,048,412 | 23,862,000 | 5.03% | ||
| 4 | Clearbridge Investments, LLC | 663,050 | 15,091,000 | 3.18% | ||
| 5 | Blackstone Inc. | 646,395 | 14,712,000 | 3.10% | ||
| 6 | MORGAN STANLEY | 577,301 | 13,139,000 | 2.77% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 421,790 | 9,600,000 | 2.03% | ||
| 8 | HITE Hedge Asset Management LLC | 397,342 | 9,044,000 | 1.91% | ||
| 9 | AMERIPRISE FINANCIAL INC | 270,000 | 6,145,000 | 1.30% | ||
| 10 | CIBC Private Wealth Group LLC | 221,900 | 5,050,000 | 1.07% | ||
| 11 | AMERICAN CENTURY COMPANIES INC | 217,449 | 4,949,000 | 1.04% | ||
| 12 | VAN ECK ASSOCIATES CORP | 184,484 | 4,199,000 | 0.89% | ||
| 13 | BlackRock Institutional Trust Company, N.A. | 154,204 | 3,510,000 | 0.74% | ||
| 14 | WELLS FARGO & COMPANY/MN | 125,294 | 2,852,000 | 0.60% | ||
| 15 | DEUTSCHE BANK AG\ | 116,399 | 2,649,000 | 0.56% | ||
| 16 | RENAISSANCE TECHNOLOGIES LLC | 110,300 | 2,510,000 | 0.53% | ||
| 17 | UBS Group AG | 107,008 | 2,436,000 | 0.51% | ||
| 18 | CREDIT SUISSE AG/ | 105,969 | 2,412,000 | 0.51% | ||
| 19 | AVENIR CORP | 91,816 | 2,090,000 | 0.44% | ||
| 20 | ACADIAN ASSET MANAGEMENT LLC | 91,141 | 2,076,000 | 0.44% | ||
| 21 | Tipp Hill Capital Management LLC | 80,000 | 1,821,000 | 0.38% | ||
| 22 | GSA CAPITAL PARTNERS LLP | 75,995 | 1,730,000 | 0.36% | ||
| 23 | Weiss Multi-Strategy Advisers LLC | 75,000 | 1,707,000 | 0.36% | ||
| 24 | K.J. Harrison & Partners Inc | 67,700 | 1,541,000 | 0.33% | ||
| 25 | USCA RIA LLC | 61,900 | 1,409,000 | 0.30% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 46,032 | 1,048,000 | 0.22% | ||
| 27 | Allen Investment Management, LLC | 40,640 | 925,000 | 0.20% | ||
| 28 | Baldwin Investment Management, LLC | 35,650 | 811,000 | 0.17% | SH | |
| 29 | Texas Yale Capital Corp. | 31,175 | 710,000 | 0.15% | ||
| 30 | Allianz Asset Management GmbH | 27,956 | 636,000 | 0.13% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 19,954 | 454,000 | 0.10% | ||
| 32 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,200 | 437,000 | 0.09% | Put | |
| 33 | CITIGROUP INC | 19,203 | 437,000 | 0.09% | ||
| 34 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 17,200 | 392,000 | 0.08% | ||
| 35 | EMERALD ACQUISITION LTD. | 16,630 | 379,000 | 0.08% | ||
| 36 | Raymond James Financial Services Advisors, Inc. | 12,239 | 279,000 | 0.06% | ||
| 37 | Cetera Advisors LLC | 10,565 | 241,000 | 0.05% | ||
| 38 | JPMORGAN CHASE & CO | 5,051 | 115,000 | 0.02% | ||
| 39 | Winslow, Evans & Crocker, Inc. | 3,550 | 80,798 | 0.02% | ||
| 40 | ROYAL BANK OF CANADA | 2,816 | 64,000 | 0.01% | ||
| 41 | Walleye Trading LLC | 1,500 | 34,000 | 0.01% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,400 | 32,000 | 0.01% | ||
| 43 | ADVISOR GROUP, INC. | 1,287 | 28,000 | 0.01% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 1,200 | 27,000 | 0.01% | ||
| 45 | Creative Planning | 800 | 18,000 | 0.00% | ||
| 46 | MOSAIC FAMILY WEALTH, LLC | 605 | 14,000 | 0.00% | ||
| 47 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 425 | 10,000 | 0.00% | ||
| 48 | SIMPLEX TRADING, LLC | 400 | 9,000 | 0.00% | ||
| 49 | BLACKROCK ADVISORS LLC | 348 | 8,000 | 0.00% | ||
| 50 | IFP ADVISORS, INC | 202 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
