| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 13,252,299 | 357,680,000 | 64.68% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 36,360,000 | 6.57% | ||
| 3 | GOLDMAN SACHS GROUP INC | 1,086,710 | 29,330,000 | 5.30% | ||
| 4 | Blackstone Inc. | 1,075,939 | 29,039,000 | 5.25% | ||
| 5 | Clearbridge Investments, LLC | 663,050 | 17,896,000 | 3.24% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 442,541 | 11,944,000 | 2.16% | ||
| 7 | HITE Hedge Asset Management LLC | 369,241 | 9,966,000 | 1.80% | ||
| 8 | AMERIPRISE FINANCIAL INC | 240,049 | 6,479,000 | 1.17% | ||
| 9 | MORGAN STANLEY | 228,931 | 6,179,000 | 1.12% | ||
| 10 | VAN ECK ASSOCIATES CORP | 174,152 | 4,700,000 | 0.85% | ||
| 11 | AMERICAN CENTURY COMPANIES INC | 172,999 | 4,669,000 | 0.84% | ||
| 12 | RENAISSANCE TECHNOLOGIES LLC | 151,400 | 4,086,000 | 0.74% | ||
| 13 | DEUTSCHE BANK AG\ | 151,400 | 4,086,000 | 0.74% | ||
| 14 | BlackRock Institutional Trust Company, N.A. | 151,337 | 4,085,000 | 0.74% | ||
| 15 | GSA CAPITAL PARTNERS LLP | 93,981 | 2,537,000 | 0.46% | ||
| 16 | AVENIR CORP | 91,926 | 2,481,000 | 0.45% | ||
| 17 | CREDIT SUISSE AG/ | 88,120 | 2,378,000 | 0.43% | ||
| 18 | Weiss Multi-Strategy Advisers LLC | 75,000 | 2,024,000 | 0.37% | ||
| 19 | USCA RIA LLC | 69,900 | 1,887,000 | 0.34% | ||
| 20 | K.J. Harrison & Partners Inc | 69,800 | 1,884,000 | 0.34% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 47,000 | 1,269,000 | 0.23% | Put | |
| 22 | Texas Yale Capital Corp. | 45,450 | 1,227,000 | 0.22% | ||
| 23 | WELLS FARGO & COMPANY/MN | 43,191 | 1,166,000 | 0.21% | ||
| 24 | Allen Investment Management, LLC | 40,640 | 1,097,000 | 0.20% | ||
| 25 | UBS Group AG | 40,125 | 1,083,000 | 0.20% | ||
| 26 | Baldwin Investment Management, LLC | 37,750 | 1,019,000 | 0.18% | SH | |
| 27 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 30,000 | 810,000 | 0.15% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,427 | 767,000 | 0.14% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 26,988 | 728,000 | 0.13% | ||
| 30 | MCKINLEY CAPITAL MANAGEMENT LLC | 26,082 | 704,000 | 0.13% | ||
| 31 | RAYMOND JAMES & ASSOCIATES | 24,747 | 668,000 | 0.12% | ||
| 32 | NAPLES GLOBAL ADVISORS, LLC | 24,525 | 662,000 | 0.12% | ||
| 33 | DEERE & CO | 23,304 | 629,000 | 0.11% | ||
| 34 | Cetera Advisors LLC | 20,265 | 548,000 | 0.10% | ||
| 35 | Virtu KCG Holdings LLC | 13,259 | 358,000 | 0.06% | ||
| 36 | Winslow, Evans & Crocker, Inc. | 4,800 | 129,552 | 0.02% | ||
| 37 | Creative Planning | 3,300 | 89,000 | 0.02% | ||
| 38 | JPMORGAN CHASE & CO | 2,800 | 76,000 | 0.01% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,088 | 56,000 | 0.01% | ||
| 40 | ROYAL BANK OF CANADA | 1,700 | 46,000 | 0.01% | ||
| 41 | IFP ADVISORS, INC | 1,662 | 45,000 | 0.01% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 1,200 | 32,000 | 0.01% | ||
| 43 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 925 | 25,000 | 0.00% | ||
| 44 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 917 | 25,000 | 0.00% | ||
| 45 | MOSAIC FAMILY WEALTH, LLC | 609 | 16,000 | 0.00% | ||
| 46 | BLACKROCK ADVISORS LLC | 348 | 9,000 | 0.00% | ||
| 47 | INTEGRATED WEALTH MANAGEMENT | 330 | 9,000 | 0.00% | ||
| 48 | ADVISOR GROUP, INC. | 287 | 8,000 | 0.00% | ||
| 49 | NEXT Financial Group, Inc | 250 | 7,000 | 0.00% | ||
| 50 | CUTLER GROUP LLC / CA | 1,900 | 6,000 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
