| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 13,252,299 | 355,162,000 | 60.53% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 36,104,000 | 6.15% | ||
| 3 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,098,523 | 29,441,000 | 5.02% | ||
| 4 | Blackstone Inc. | 1,031,611 | 27,647,000 | 4.71% | ||
| 5 | GOLDMAN SACHS GROUP INC | 971,989 | 26,050,000 | 4.44% | ||
| 6 | Clearbridge Investments, LLC | 663,050 | 17,770,000 | 3.03% | ||
| 7 | FRANKLIN SQUARE HOLDINGS, L.P. | 656,974 | 17,607,000 | 3.00% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 404,739 | 10,847,000 | 1.85% | ||
| 9 | HITE Hedge Asset Management LLC | 369,241 | 9,896,000 | 1.69% | ||
| 10 | AMERIPRISE FINANCIAL INC | 212,549 | 5,696,000 | 0.97% | ||
| 11 | VAN ECK ASSOCIATES CORP | 171,376 | 4,593,000 | 0.78% | ||
| 12 | AMERICAN CENTURY COMPANIES INC | 131,782 | 3,532,000 | 0.60% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 118,697 | 3,181,000 | 0.54% | ||
| 14 | BlackRock Institutional Trust Company, N.A. | 111,905 | 2,999,000 | 0.51% | ||
| 15 | DEUTSCHE BANK AG\ | 105,200 | 2,819,000 | 0.48% | ||
| 16 | RENAISSANCE TECHNOLOGIES LLC | 105,200 | 2,819,000 | 0.48% | ||
| 17 | Rafferty Asset Management, LLC | 94,409 | 2,530,000 | 0.43% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 92,600 | 2,482,000 | 0.42% | Put | |
| 19 | AVENIR CORP | 91,591 | 2,455,000 | 0.42% | ||
| 20 | Weiss Multi-Strategy Advisers LLC | 75,000 | 2,010,000 | 0.34% | ||
| 21 | MORGAN STANLEY | 73,214 | 1,963,000 | 0.33% | ||
| 22 | K.J. Harrison & Partners Inc | 67,700 | 1,814,000 | 0.31% | ||
| 23 | CLEARSTEAD TRUST, LLC | 66,431 | 1,780,000 | 0.30% | ||
| 24 | USCA RIA LLC | 64,900 | 1,739,000 | 0.30% | ||
| 25 | MCKINLEY CAPITAL MANAGEMENT LLC | 42,100 | 1,128,000 | 0.19% | ||
| 26 | Allen Investment Management, LLC | 40,640 | 1,089,000 | 0.19% | ||
| 27 | Texas Yale Capital Corp. | 40,075 | 1,074,000 | 0.18% | ||
| 28 | Baldwin Investment Management, LLC | 38,100 | 1,021,000 | 0.17% | SH | |
| 29 | Cetera Advisors LLC | 35,779 | 963,000 | 0.16% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 35,738 | 958,000 | 0.16% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,197 | 916,000 | 0.16% | ||
| 32 | GSA CAPITAL PARTNERS LLP | 31,346 | 840,000 | 0.14% | ||
| 33 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 28,100 | 753,000 | 0.13% | ||
| 34 | NAPLES GLOBAL ADVISORS, LLC | 26,690 | 715,000 | 0.12% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 24,924 | 668,000 | 0.11% | ||
| 36 | THOMPSON SIEGEL & WALMSLEY LLC | 24,300 | 651,000 | 0.11% | ||
| 37 | WELLS FARGO & COMPANY/MN | 17,938 | 480,000 | 0.08% | ||
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,800 | 397,000 | 0.07% | Call | |
| 39 | BRIDGEWORTH, LLC | 13,250 | 364,000 | 0.06% | ||
| 40 | A.R.T. Advisors, LLC | 10,700 | 286,000 | 0.05% | ||
| 41 | UBS Group AG | 9,482 | 254,000 | 0.04% | ||
| 42 | GOOD LIFE ADVISORS, LLC | 7,372 | 202,000 | 0.03% | ||
| 43 | PEAK6 Group LLC | 7,000 | 188,000 | 0.03% | Call | |
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,968 | 186,000 | 0.03% | ||
| 45 | Cypress Capital Management LLC (WY) | 4,595 | 123,890 | 0.02% | ||
| 46 | Winslow, Evans & Crocker, Inc. | 4,550 | 121,940 | 0.02% | ||
| 47 | Creative Planning | 2,300 | 62,000 | 0.01% | ||
| 48 | PEAK6 Group LLC | 2,000 | 54,000 | 0.01% | Put | |
| 49 | ROYAL BANK OF CANADA | 1,300 | 35,000 | 0.01% | ||
| 50 | MSI Financial Services Inc | 1,290 | 35,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
