| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 13,252,299 | 372,390,000 | 63.25% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 1,347,161 | 37,855,000 | 6.43% | ||
| 3 | GOLDMAN SACHS GROUP INC | 1,148,071 | 32,260,000 | 5.48% | ||
| 4 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,098,523 | 30,868,000 | 5.24% | ||
| 5 | Clearbridge Investments, LLC | 662,050 | 18,604,000 | 3.16% | ||
| 6 | FRANKLIN SQUARE HOLDINGS, L.P. | 656,974 | 18,461,000 | 3.14% | ||
| 7 | Blackstone Inc. | 656,974 | 18,461,000 | 3.14% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 367,332 | 10,322,000 | 1.75% | ||
| 9 | AMERIPRISE FINANCIAL INC | 225,049 | 6,323,000 | 1.07% | ||
| 10 | VAN ECK ASSOCIATES CORP | 141,515 | 3,977,000 | 0.68% | ||
| 11 | AVENIR CORP | 91,591 | 2,574,000 | 0.44% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 88,400 | 2,484,000 | 0.42% | Put | |
| 13 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 80,800 | 2,270,000 | 0.39% | ||
| 14 | Weiss Multi-Strategy Advisers LLC | 75,000 | 2,108,000 | 0.36% | ||
| 15 | BlackRock Finance, Inc. | 73,712 | 2,071,000 | 0.35% | ||
| 16 | MORGAN STANLEY | 72,206 | 2,029,000 | 0.34% | ||
| 17 | K.J. Harrison & Partners Inc | 67,700 | 1,902,000 | 0.32% | ||
| 18 | USCA RIA LLC | 66,975 | 1,882,000 | 0.32% | ||
| 19 | DEUTSCHE BANK AG\ | 66,300 | 1,863,000 | 0.32% | ||
| 20 | CLEARSTEAD TRUST, LLC | 64,341 | 1,808,000 | 0.31% | ||
| 21 | RENAISSANCE TECHNOLOGIES LLC | 64,300 | 1,807,000 | 0.31% | ||
| 22 | MCKINLEY CAPITAL MANAGEMENT LLC | 54,715 | 1,537,000 | 0.26% | ||
| 23 | Allen Investment Management, LLC | 40,640 | 1,142,000 | 0.19% | ||
| 24 | Texas Yale Capital Corp. | 40,075 | 1,126,000 | 0.19% | ||
| 25 | Baldwin Investment Management, LLC | 38,100 | 1,071,000 | 0.18% | SH | |
| 26 | Raymond James Financial Services Advisors, Inc. | 37,171 | 1,045,000 | 0.18% | ||
| 27 | Cetera Advisors LLC | 35,829 | 1,003,000 | 0.17% | ||
| 28 | THOMPSON SIEGEL & WALMSLEY LLC | 30,950 | 870,000 | 0.15% | ||
| 29 | NAPLES GLOBAL ADVISORS, LLC | 28,440 | 799,000 | 0.14% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,883 | 784,000 | 0.13% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,300 | 767,000 | 0.13% | Call | |
| 32 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 27,300 | 767,000 | 0.13% | ||
| 33 | HITE Hedge Asset Management LLC | 25,656 | 721,000 | 0.12% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 25,087 | 705,000 | 0.12% | ||
| 35 | NAVELLIER & ASSOCIATES INC | 22,154 | 623,000 | 0.11% | ||
| 36 | WELLS FARGO & COMPANY/MN | 20,419 | 574,000 | 0.10% | ||
| 37 | WOLVERINE TRADING LP /BD | 17,800 | 490,000 | 0.08% | Put | |
| 38 | CAVALIER INVESTMENTS, LLC | 14,500 | 407,000 | 0.07% | ||
| 39 | WOLVERINE TRADING LP /BD | 14,500 | 399,000 | 0.07% | Call | |
| 40 | UBS Group AG | 9,784 | 275,000 | 0.05% | ||
| 41 | ROOSEVELT INVESTMENT GROUP LLC | 7,441 | 209,000 | 0.04% | ||
| 42 | GOOD LIFE ADVISORS, LLC | 7,372 | 207,000 | 0.04% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,224 | 175,000 | 0.03% | ||
| 44 | Cypress Capital Management LLC (WY) | 5,195 | 145,980 | 0.02% | ||
| 45 | Winslow, Evans & Crocker, Inc. | 4,550 | 127,856 | 0.02% | ||
| 46 | ROYAL BANK OF CANADA | 3,600 | 101,000 | 0.02% | ||
| 47 | IFP ADVISORS, INC | 3,278 | 92,000 | 0.02% | ||
| 48 | ADVISOR GROUP, INC. | 1,733 | 49,000 | 0.01% | ||
| 49 | GENEOS WEALTH MANAGEMENT INC. | 1,600 | 44,000 | 0.01% | ||
| 50 | WFG Advisors, LP | 1,336 | 38,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
