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RECON CAP SER TR
RECON CAP SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 17 Institutional holders with a total value of $9,612,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 155,784 3,597,000 37.42%
2 IFP ADVISORS, INC 65,951 1,544,000 16.06%
3 NATIONAL PLANNING CORP 72,530 1,519,000 15.80%
4 Cambridge Investment Research Advisors, Inc. 53,334 1,248,000 12.98%
5 FINANCIAL ENHANCEMENT GROUP LLC 32,791 768,000 7.99%
6 AMERIPRISE FINANCIAL INC 18,322 429,000 4.46%
7 WFG Advisors, LP 10,662 250,000 2.60%
8 ROYAL BANK OF CANADA 2,604 61,000 0.63%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,732 41,000 0.43%
10 ALLEGIS INVESTMENT ADVISORS, LLC 1,620 38,000 0.40%
11 MSI Financial Services Inc 1,344 31,000 0.32%
12 Advisory Services Network, LLC 1,342 31,000 0.32%
13 AMERICAN INTERNATIONAL GROUP, INC. 1,215 28,000 0.29%
14 Tower Research Capital LLC (TRC) 692 16,000 0.17%
15 UBS Group AG 300 7,000 0.07%
16 Advisors Asset Management, Inc. 157 4,000 0.04%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.