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RECON CAP SER TR
RECON CAP SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $14,437,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 140,818 3,147,000 21.80%
2 LPL Financial LLC 120,908 2,704,000 18.73%
3 B. Riley Wealth Advisors, Inc. 99,750 2,230,000 15.45%
4 IFP ADVISORS, INC 84,647 1,892,000 13.11%
5 Crow Point Partners, LLC 42,811 957,000 6.63%
6 FINANCIAL ENHANCEMENT GROUP LLC 32,644 730,000 5.06%
7 JANE STREET GROUP, LLC 20,420 456,000 3.16%
8 NEWFOUND RESEARCH LLC 19,342 432,000 2.99%
9 ADVISOR GROUP, INC. 19,134 428,000 2.96%
10 CITADEL ADVISORS LLC 18,566 415,000 2.87%
11 MSI Financial Services Inc 14,075 314,000 2.17%
12 WFG Advisors, LP 11,790 264,000 1.83%
13 ROYAL BANK OF CANADA 9,238 206,000 1.43%
14 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 3,500 80,000 0.55%
15 UBS Group AG 2,349 53,000 0.37%
16 Advisors Asset Management, Inc. 1,903 43,000 0.30%
17 NEXT Financial Group, Inc 1,458 33,000 0.23%
18 ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 20,000 0.14%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 800 18,000 0.12%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 683 15,000 0.10%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.