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RECON CAP SER TR
RECON CAP SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $16,337,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 123,289 2,731,000 16.72%
2 LPL Financial LLC 117,136 2,604,000 15.94%
3 B. Riley Wealth Advisors, Inc. 113,450 2,514,000 15.39%
4 IFP ADVISORS, INC 84,429 1,871,000 11.45%
5 Crow Point Partners, LLC 54,247 1,202,000 7.36%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,467 1,008,000 6.17%
7 FINANCIAL ENHANCEMENT GROUP LLC 31,898 707,000 4.33%
8 Country Club Trust Company, n.a. 29,964 664,000 4.06%
9 ADVISOR CONSULTANT NETWORK INC 29,964 664,000 4.06%
10 CITADEL ADVISORS LLC 26,229 581,000 3.56%
11 JANE STREET GROUP, LLC 20,840 462,000 2.83%
12 ADVISOR GROUP, INC. 14,734 326,000 2.00%
13 MSI Financial Services Inc 13,963 309,000 1.89%
14 WFG Advisors, LP 13,104 290,000 1.78%
15 ROYAL BANK OF CANADA 7,224 160,000 0.98%
16 Advisory Services Network, LLC 5,062 112,000 0.69%
17 Advisors Asset Management, Inc. 1,903 42,000 0.26%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,480 33,000 0.20%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 20,000 0.12%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 683 15,000 0.09%
21 NEXT Financial Group, Inc 500 11,000 0.07%
22 WELLS FARGO & COMPANY/MN 256 6,000 0.04%
23 UBS Group AG 210 5,000 0.03%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.