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RECON CAP SER TR
RECON CAP SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 19 Institutional holders with a total value of $12,749,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 144 3,000 0.02%
3 Advisors Asset Management, Inc. 157 4,000 0.03%
4 Tower Research Capital LLC (TRC) 263 6,000 0.05%
5 UBS Group AG 313 7,000 0.05%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 11,000 0.09%
7 NEXT Financial Group, Inc 500 11,000 0.09%
8 Advisory Services Network, LLC 1,342 30,000 0.24%
9 MSI Financial Services Inc 1,665 37,000 0.29%
10 ROYAL BANK OF CANADA 3,203 72,000 0.56%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,851 86,000 0.67%
12 AMERIPRISE FINANCIAL INC 10,616 238,000 1.87%
13 WFG Advisors, LP 12,610 282,000 2.21%
14 FINANCIAL ENHANCEMENT GROUP LLC 32,174 720,000 5.65%
15 Country Club Trust Company, n.a. 35,515 794,000 6.23%
16 IFP ADVISORS, INC 65,871 1,474,000 11.56%
17 Cambridge Investment Research Advisors, Inc. 81,415 1,822,000 14.29%
18 B. Riley Wealth Advisors, Inc. 131,700 2,947,000 23.12%
19 LPL Financial LLC 188,012 4,205,000 32.98%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.