| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FT OPTIONS LLC | 20,000 | 1,000 | 0.00% | Put | |
| 2 | D'Orazio & Associates, Inc. | 62 | 2,000 | 0.00% | ||
| 3 | NEXT Financial Group, Inc | 250 | 10,000 | 0.00% | ||
| 4 | TCI Wealth Advisors, Inc. | 600 | 24,000 | 0.01% | ||
| 5 | Tower Research Capital LLC (TRC) | 800 | 42,000 | 0.01% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,050 | 82,000 | 0.02% | ||
| 7 | BANK OF MONTREAL /CAN/ | 4,891 | 197,000 | 0.06% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 5,046 | 202,000 | 0.06% | ||
| 9 | Telemetry Investments, L.L.C. | 5,311 | 214,000 | 0.06% | ||
| 10 | Paloma Partners Management Co | 5,600 | 225,000 | 0.06% | ||
| 11 | MILLENNIUM MANAGEMENT LLC | 5,739 | 231,000 | 0.07% | ||
| 12 | NORTHEAST INVESTMENT MANAGEMENT | 7,000 | 282,000 | 0.08% | ||
| 13 | KOPP INVESTMENT ADVISORS LLC | 7,359 | 296,000 | 0.08% | ||
| 14 | HIGHLAND CAPITAL MANAGEMENT LP | 9,950 | 400,000 | 0.11% | ||
| 15 | UBS Group AG | 11,437 | 460,000 | 0.13% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,900 | 479,000 | 0.14% | Call | |
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 12,200 | 490,000 | 0.14% | ||
| 18 | PRELUDE CAPITAL MANAGEMENT, LLC | 12,352 | 497,000 | 0.14% | ||
| 19 | BERKLEY W R CORP | 14,700 | 591,000 | 0.17% | Call | |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,246 | 694,000 | 0.20% | ||
| 21 | TWO SIGMA INVESTMENTS, LP | 17,860 | 718,000 | 0.20% | ||
| 22 | JPMORGAN CHASE & CO | 24,834 | 999,000 | 0.28% | ||
| 23 | HARVEST MANAGEMENT LLC | 25,000 | 1,006,000 | 0.28% | ||
| 24 | GOLDMAN SACHS GROUP INC | 27,267 | 1,097,000 | 0.31% | ||
| 25 | Airain ltd | 29,000 | 1,167,000 | 0.33% | ||
| 26 | GAMCO INVESTORS, INC. ET AL | 34,825 | 1,401,000 | 0.40% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,700 | 1,476,000 | 0.42% | Put | |
| 28 | Alpine Global Management, LLC | 42,886 | 1,725,000 | 0.49% | ||
| 29 | HAVENS ADVISORS LLC | 47,500 | 1,911,000 | 0.54% | ||
| 30 | AMERIPRISE FINANCIAL INC | 48,728 | 1,960,000 | 0.55% | ||
| 31 | DEUTSCHE BANK AG\ | 49,100 | 1,975,000 | 0.56% | ||
| 32 | TUDOR INVESTMENT CORP ET AL | 50,000 | 2,011,000 | 0.57% | ||
| 33 | STEVENS CAPITAL MANAGEMENT LP | 51,590 | 2,075,000 | 0.59% | ||
| 34 | Segantii Capital Management Ltd | 52,554 | 2,115,000 | 0.60% | ||
| 35 | BERKLEY W R CORP | 67,410 | 2,712,000 | 0.77% | ||
| 36 | BERKLEY W R CORP | 70,500 | 2,836,000 | 0.80% | Put | |
| 37 | GABELLI FUNDS LLC | 79,500 | 3,198,000 | 0.90% | ||
| 38 | Kassirer Asset Management Corp | 80,000 | 3,218,000 | 0.91% | ||
| 39 | RENAISSANCE TECHNOLOGIES LLC | 87,300 | 3,512,000 | 0.99% | ||
| 40 | OMERS ADMINISTRATION Corp | 93,600 | 3,765,000 | 1.06% | ||
| 41 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 97,230 | 3,912,000 | 1.11% | ||
| 42 | MORGAN STANLEY | 101,186 | 4,071,000 | 1.15% | ||
| 43 | VERTEX ONE ASSET MANAGEMENT INC. | 106,900 | 4,300,000 | 1.22% | ||
| 44 | BANCO BTG PACTUAL S.A. | 112,186 | 4,513,000 | 1.28% | ||
| 45 | First Light Asset Management, LLC | 118,349 | 4,761,000 | 1.35% | ||
| 46 | Opaleye Management Inc. | 125,000 | 5,029,000 | 1.42% | ||
| 47 | OXFORD ASSET MANAGEMENT LLP | 125,920 | 5,065,000 | 1.43% | ||
| 48 | AQR ARBITRAGE LLC | 133,503 | 5,369,000 | 1.52% | ||
| 49 | COWEN INC. | 144,833 | 5,827,000 | 1.65% | ||
| 50 | LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 175,000 | 7,040,000 | 1.99% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
