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CYNAPSUS THERAPEUTICS INC
CYNAPSUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 28 Institutional holders with a total value of $96,880,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,402,706 22,710,000 23.44%
2 Aisling Capital LLC 975,191 15,769,000 16.28%
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 650,000 10,511,000 10.85%
4 Broadfin Capital, LLC 586,117 9,052,000 9.34%
5 ORBIMED ADVISORS LLC 487,000 7,875,000 8.13%
6 ACUTA CAPITAL PARTNERS, LLC 313,524 5,070,000 5.23%
7 First Light Asset Management, LLC 302,194 4,886,000 5.04%
8 MILLENNIUM MANAGEMENT LLC 274,202 4,434,000 4.58%
9 PURA VIDA INVESTMENTS, LLC 194,461 3,102,000 3.20%
10 SPHERA FUNDS MANAGEMENT LTD. 188,930 3,059,000 3.16%
11 Ghost Tree Capital, LLC 175,000 2,830,000 2.92%
12 J. Goldman & Co LP 135,000 2,183,000 2.25%
13 CQS Cayman LP 87,400 1,413,000 1.46%
14 SABBY MANAGEMENT, LLC 52,169 845,000 0.87%
15 Tekla Capital Management LLC 49,322 799,000 0.82%
16 GILDER GAGNON HOWE & CO LLC 48,802 789,000 0.81%
17 DAFNA Capital Management LLC 44,824 707,000 0.73%
18 Opaleye Management Inc. 29,000 469,000 0.48%
19 GOLDMAN SACHS GROUP INC 12,929 209,000 0.22%
20 BANK OF MONTREAL /CAN/ 4,891 79,000 0.08%
21 BANK OF AMERICA CORP /DE/ 1,545 25,000 0.03%
22 UBS Group AG 1,147 19,000 0.02%
23 MORGAN STANLEY 863 14,000 0.01%
24 TCI Wealth Advisors, Inc. 700 11,000 0.01%
25 WELLS FARGO & COMPANY/MN 500 8,000 0.01%
26 Tower Research Capital LLC (TRC) 513 8,000 0.01%
27 Creative Planning 262 4,000 0.00%
28 CITIGROUP INC 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.