| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 164,164 | 2,861,000 | 30.77% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 132,993 | 2,318,000 | 24.93% | ||
| 3 | Virtu KCG Holdings LLC | 67,878 | 1,183,000 | 12.72% | ||
| 4 | MORGAN STANLEY | 43,845 | 764,000 | 8.22% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 36,591 | 638,000 | 6.86% | ||
| 6 | WELLS FARGO & COMPANY/MN | 19,556 | 341,000 | 3.67% | ||
| 7 | Advisors Asset Management, Inc. | 17,339 | 302,000 | 3.25% | ||
| 8 | CITIGROUP INC | 12,712 | 221,000 | 2.38% | ||
| 9 | WEDBUSH SECURITIES INC | 11,415 | 199,000 | 2.14% | ||
| 10 | ROYAL BANK OF CANADA | 10,288 | 179,000 | 1.92% | ||
| 11 | UBS Group AG | 6,497 | 113,000 | 1.22% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 4,562 | 79,000 | 0.85% | ||
| 13 | THOMPSON DAVIS & CO., INC. | 3,000 | 52,000 | 0.56% | ||
| 14 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,000 | 17,000 | 0.18% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 800 | 14,000 | 0.15% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 632 | 11,000 | 0.12% | ||
| 17 | Tower Research Capital LLC (TRC) | 412 | 7,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
