| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 349,853 | 6,353,000 | 24.79% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 202,314 | 3,674,000 | 14.33% | ||
| 3 | CITIGROUP INC | 163,001 | 2,960,000 | 11.55% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 96,932 | 1,760,000 | 6.87% | ||
| 5 | CLOUGH CAPITAL PARTNERS L P | 94,400 | 1,714,000 | 6.69% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 72,995 | 1,326,000 | 5.17% | ||
| 7 | ROYAL BANK OF CANADA | 61,721 | 1,121,000 | 4.37% | ||
| 8 | DOLIVER ADVISORS, LP | 59,341 | 1,078,000 | 4.21% | ||
| 9 | WELLS FARGO & COMPANY/MN | 53,719 | 975,000 | 3.80% | ||
| 10 | Advisors Asset Management, Inc. | 45,133 | 820,000 | 3.20% | ||
| 11 | LPL Financial LLC | 34,100 | 618,000 | 2.41% | ||
| 12 | Virtu KCG Holdings LLC | 33,385 | 606,000 | 2.36% | ||
| 13 | MORGAN STANLEY | 32,896 | 598,000 | 2.33% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 31,625 | 574,000 | 2.24% | ||
| 15 | STIFEL FINANCIAL CORP | 18,680 | 339,000 | 1.32% | ||
| 16 | GSA CAPITAL PARTNERS LLP | 17,300 | 314,000 | 1.23% | ||
| 17 | Squarepoint Ops LLC | 15,200 | 276,000 | 1.08% | ||
| 18 | WEDBUSH SECURITIES INC | 12,415 | 225,000 | 0.88% | ||
| 19 | UBS Group AG | 10,333 | 188,000 | 0.73% | ||
| 20 | THOMPSON DAVIS & CO., INC. | 3,000 | 54,000 | 0.21% | ||
| 21 | INTEGRATED WEALTH MANAGEMENT | 2,089 | 38,000 | 0.15% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 760 | 14,000 | 0.05% | ||
| 23 | Tower Research Capital LLC (TRC) | 291 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
