| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
367,364 |
6,899,000 |
25.79% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
239,057 |
4,489,000 |
16.78% |
|
|
| 3 |
Advisors Asset Management, Inc. |
190,788 |
3,583,000 |
13.39% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
140,263 |
2,634,000 |
9.85% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
85,270 |
1,601,000 |
5.98% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
53,772 |
1,010,000 |
3.78% |
|
|
| 7 |
Invesco Ltd. |
53,493 |
1,005,000 |
3.76% |
|
|
| 8 |
ROYAL BANK OF CANADA |
52,233 |
981,000 |
3.67% |
|
|
| 9 |
LPL Financial LLC |
45,234 |
852,000 |
3.18% |
|
|
| 10 |
Laurion Capital Management LP |
37,182 |
698,000 |
2.61% |
|
|
| 11 |
MORGAN STANLEY |
25,399 |
476,000 |
1.78% |
|
|
| 12 |
BOOTHBAY FUND MANAGEMENT, LLC |
19,974 |
375,000 |
1.40% |
|
|
| 13 |
ArrowMark Colorado Holdings LLC |
18,723 |
352,000 |
1.32% |
|
|
| 14 |
CITIGROUP INC |
18,215 |
342,000 |
1.28% |
|
|
| 15 |
WEDBUSH SECURITIES INC |
15,915 |
299,000 |
1.12% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,866 |
298,000 |
1.11% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,835 |
241,000 |
0.90% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
11,118 |
209,000 |
0.78% |
|
|
| 19 |
UBS Group AG |
8,921 |
168,000 |
0.63% |
|
|
| 20 |
THOMPSON DAVIS & CO., INC. |
7,800 |
146,000 |
0.55% |
|
|
| 21 |
ADVISOR GROUP, INC. |
3,074 |
58,000 |
0.22% |
|
|
| 22 |
Creative Planning |
1,000 |
19,000 |
0.07% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
480 |
9,000 |
0.03% |
|
|
| 24 |
MSI Financial Services Inc |
369 |
7,000 |
0.03% |
|
|
| 25 |
SEI INVESTMENTS CO |
46 |
1,000 |
0.00% |
|
|
