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ALLIANZGI DIVERS INC & CNV F
ALLIANZGI DIVERS INC & CNV F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 17 Institutional holders with a total value of $24,414,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 329,434 5,857,000 23.99%
2 BANK OF AMERICA CORP /DE/ 211,959 3,768,000 15.43%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 188,239 3,347,000 13.71%
4 CITIGROUP INC 135,048 2,401,000 9.83%
5 DOLIVER ADVISORS, LP 119,620 2,127,000 8.71%
6 Advisors Asset Management, Inc. 111,996 1,991,000 8.16%
7 ROYAL BANK OF CANADA 101,148 1,798,000 7.36%
8 WELLS FARGO & COMPANY/MN 44,737 795,000 3.26%
9 LPL Financial LLC 35,340 618,000 2.53%
10 MORGAN STANLEY 28,978 515,000 2.11%
11 RAYMOND JAMES & ASSOCIATES 18,101 322,000 1.32%
12 WEDBUSH SECURITIES INC 15,915 283,000 1.16%
13 Allianz Asset Management GmbH 13,994 278,000 1.14%
14 UBS Group AG 13,402 238,000 0.97%
15 THOMPSON DAVIS & CO., INC. 3,000 53,000 0.22%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 958 17,000 0.07%
17 MSI Financial Services Inc 340 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.