| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 350 | 6,000 | 0.03% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,024 | 18,000 | 0.08% | ||
| 3 | THOMPSON DAVIS & CO., INC. | 3,000 | 53,000 | 0.23% | ||
| 4 | Invesco Ltd. | 11,110 | 197,000 | 0.87% | ||
| 5 | CITIGROUP INC | 11,859 | 211,000 | 0.93% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,855 | 246,000 | 1.09% | ||
| 7 | UBS Group AG | 16,028 | 284,000 | 1.26% | ||
| 8 | Virtu KCG Holdings LLC | 16,188 | 288,000 | 1.27% | ||
| 9 | WEDBUSH SECURITIES INC | 16,915 | 301,000 | 1.33% | ||
| 10 | LPL Financial LLC | 21,670 | 386,000 | 1.71% | ||
| 11 | STIFEL FINANCIAL CORP | 25,235 | 448,000 | 1.98% | ||
| 12 | WELLS FARGO & COMPANY/MN | 45,185 | 803,000 | 3.55% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 47,408 | 842,000 | 3.73% | ||
| 14 | MORGAN STANLEY | 57,224 | 1,017,000 | 4.50% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 67,033 | 1,191,000 | 5.27% | ||
| 16 | ROYAL BANK OF CANADA | 100,001 | 1,777,000 | 7.87% | ||
| 17 | DOLIVER ADVISORS, LP | 100,246 | 1,783,000 | 7.89% | ||
| 18 | Advisors Asset Management, Inc. | 134,759 | 2,395,000 | 10.60% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 251,514 | 4,469,000 | 19.78% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 330,691 | 5,876,000 | 26.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
