| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SEI INVESTMENTS CO | 46 | 1,000 | 0.00% | ||
| 2 | CITIGROUP INC | 72 | 1,000 | 0.00% | ||
| 3 | Cable Hill Partners, LLC | 55 | 1,000 | 0.00% | ||
| 4 | MSI Financial Services Inc | 359 | 7,000 | 0.03% | ||
| 5 | ADVISOR GROUP, INC. | 3,242 | 62,000 | 0.25% | ||
| 6 | THOMPSON DAVIS & CO., INC. | 7,800 | 148,000 | 0.59% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,716 | 204,000 | 0.82% | ||
| 8 | UBS Group AG | 14,587 | 278,000 | 1.12% | ||
| 9 | WEDBUSH SECURITIES INC | 16,915 | 322,000 | 1.29% | ||
| 10 | Virtu KCG Holdings LLC | 16,896 | 322,000 | 1.29% | ||
| 11 | ArrowMark Colorado Holdings LLC | 18,848 | 359,000 | 1.44% | ||
| 12 | DOLIVER ADVISORS, LP | 26,079 | 496,000 | 1.99% | ||
| 13 | LPL Financial LLC | 26,890 | 507,000 | 2.04% | ||
| 14 | Invesco Ltd. | 36,393 | 693,000 | 2.79% | ||
| 15 | MORGAN STANLEY | 36,496 | 694,000 | 2.79% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 48,304 | 919,000 | 3.69% | ||
| 17 | WELLS FARGO & COMPANY/MN | 59,195 | 1,127,000 | 4.53% | ||
| 18 | ROYAL BANK OF CANADA | 81,799 | 1,557,000 | 6.26% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 97,959 | 1,864,000 | 7.49% | ||
| 20 | Advisors Asset Management, Inc. | 186,569 | 3,550,000 | 14.27% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 253,220 | 4,819,000 | 19.37% | ||
| 22 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 364,829 | 6,943,000 | 27.91% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
