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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 14 Institutional holders with a total value of $10,932,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 219,054 5,270,000 48.21%
2 ROYAL BANK OF CANADA 105,696 2,634,000 24.09%
3 Verity Asset Management, Inc. 57,596 1,435,000 13.13%
4 BOSTON ADVISORS LLC 25,408 633,000 5.79%
5 HOLDERNESS INVESTMENTS CO 11,560 288,000 2.63%
6 IRON Financial LLC 11,500 287,000 2.63%
7 IFC Holdings Incorporated/FL 10,550 257,000 2.35%
8 US FINANCIAL ADVISORS, LLC 2,000 50,000 0.46%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,472 37,000 0.34%
10 Transamerica Financial Advisors, LLC 1,000 25,000 0.23%
11 UBS Group AG 460 11,000 0.10%
12 ALLEGIS INVESTMENT ADVISORS, LLC 100 2,000 0.02%
13 CUTLER GROUP LLC / CA 100 2,000 0.02%
14 AMERICAN INTERNATIONAL GROUP, INC. 27 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.