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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 19 Institutional holders with a total value of $19,628,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 279,524 6,999,000 35.66%
2 UBS Group AG 185,979 4,716,000 24.03%
3 ROYAL BANK OF CANADA 102,757 2,606,000 13.28%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,985 1,318,000 6.71%
5 Verity Asset Management, Inc. 51,773 1,313,000 6.69%
6 BAROMETER CAPITAL MANAGEMENT INC. 41,900 1,063,000 5.42%
7 HOLDERNESS INVESTMENTS CO 17,858 453,000 2.31%
8 IRON Financial LLC 9,500 241,000 1.23%
9 Wharton Business Group, LLC 9,025 229,000 1.17%
10 Virtu KCG Holdings LLC 8,319 211,000 1.07%
11 WEALTHSOURCE PARTNERS, LLC 7,915 201,000 1.02%
12 WELLS FARGO & COMPANY/MN 4,380 111,000 0.57%
13 CWM, LLC 2,000 51,000 0.26%
14 GENEOS WEALTH MANAGEMENT INC. 1,941 48,000 0.24%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,474 37,000 0.19%
16 MSI Financial Services Inc 1,000 25,000 0.13%
17 BANK OF MONTREAL /CAN/ 150 4,000 0.02%
18 CUTLER GROUP LLC / CA 60 1,000 0.01%
19 AMERICAN INTERNATIONAL GROUP, INC. 27 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.