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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $20,251,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 186,479 5,206,000 25.71%
2 BAROMETER CAPITAL MANAGEMENT INC. 99,100 2,762,000 13.64%
3 HighTower Advisors, LLC 95,256 2,646,000 13.07%
4 WESCAP MANAGEMENT GROUP, INC. 73,771 2,056,000 10.15%
5 CITADEL ADVISORS LLC 49,327 1,375,000 6.79%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,074 1,061,000 5.24%
7 ROYAL BANK OF CANADA 28,223 786,000 3.88%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,600 686,000 3.39% Call
9 UBS Group AG 21,625 603,000 2.98%
10 Virtu KCG Holdings LLC 18,304 510,000 2.52%
11 HOLDERNESS INVESTMENTS CO 17,375 484,000 2.39%
12 M Holdings Securities, Inc. 17,310 482,000 2.38%
13 Orion Porfolio Solutions, LLC 17,000 474,000 2.34%
14 Winch Advisory Services, LLC 10,260 286,000 1.41%
15 Cetera Advisor Networks LLC 9,339 259,000 1.28%
16 Wharton Business Group, LLC 9,025 252,000 1.24% SH
17 NEXT Financial Group, Inc 2,980 83,000 0.41%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,591 72,000 0.36%
19 CWM, LLC 2,000 56,000 0.28%
20 BANK OF AMERICA CORP /DE/ 1,233 34,000 0.17%
21 MSI Financial Services Inc 1,010 28,000 0.14%
22 ADVISOR GROUP, INC. 660 18,000 0.09%
23 GENEOS WEALTH MANAGEMENT INC. 550 15,000 0.07%
24 MORGAN STANLEY 425 12,000 0.06%
25 WELLS FARGO & COMPANY/MN 75 2,000 0.01%
26 Crosspoint Capital Strategies, LLC 83 2,000 0.01%
27 Creative Planning 20 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.