| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 32,040,000 | 31,308,000 | 30.79% | PRN | |
| 2 | CITADEL ADVISORS LLC | 24,850,000 | 24,345,000 | 23.95% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 13,700,000 | 13,392,000 | 13.17% | ||
| 4 | STEELHEAD PARTNERS LLC | 10,750,000 | 10,536,000 | 10.36% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 9,155,000 | 9,058,000 | 8.91% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 8,481,000 | 8,333,000 | 8.20% | ||
| 7 | Context Capital Management, LLC | 2,038,000 | 1,995,000 | 1.96% | PRN | |
| 8 | Pine River Capital Management L.P. | 1,100,000 | 1,074,000 | 1.06% | PRN | |
| 9 | CREDIT SUISSE AG/ | 740,000 | 723,000 | 0.71% | PRN | |
| 10 | PRELUDE CAPITAL MANAGEMENT, LLC | 375,000 | 368,000 | 0.36% | PRN | |
| 11 | GOLDMAN SACHS GROUP INC | 194,000 | 190,000 | 0.19% | PRN | |
| 12 | D.A. DAVIDSON & CO. | 120,000 | 117,000 | 0.12% | ||
| 13 | Investors Capital Advisory Services | 85,000 | 83,000 | 0.08% | ||
| 14 | DEUTSCHE BANK AG\ | 61,000 | 59,000 | 0.06% | PRN | |
| 15 | SEI INVESTMENTS CO | 19,000 | 19,000 | 0.02% | ||
| 16 | TDAM USA INC. | 19,000 | 19,000 | 0.02% | ||
| 17 | Wellesley Asset Management | 17,376 | 17,072 | 0.02% | PRN | |
| 18 | HighTower Advisors, LLC | 17,000 | 17,000 | 0.02% | PRN | |
| 19 | CITIGROUP INC | 10,000 | 10,000 | 0.01% | PRN | |
| 20 | Creative Planning | 5,000 | 5,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
