| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 44,734,000 | 46,244,000 | 32.09% | PRN | |
| 2 | CITADEL ADVISORS LLC | 26,165,000 | 26,967,000 | 18.71% | PRN | |
| 3 | STEELHEAD PARTNERS LLC | 24,724,000 | 25,528,000 | 17.71% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 14,700,000 | 14,985,000 | 10.40% | ||
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 13,500,000 | 13,925,000 | 9.66% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 8,481,000 | 8,688,000 | 6.03% | ||
| 7 | Bank of New York Mellon Corp | 3,350,000 | 3,471,000 | 2.41% | ||
| 8 | LINDEN ADVISORS LP | 2,073,000 | 2,137,000 | 1.48% | PRN | |
| 9 | CREDIT SUISSE AG/ | 890,000 | 907,000 | 0.63% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 489,000 | 498,000 | 0.35% | PRN | |
| 11 | Hedeker Wealth, LLC | 429 | 437,000 | 0.30% | PRN | |
| 12 | D.A. DAVIDSON & CO. | 120,000 | 122,000 | 0.08% | ||
| 13 | SEI INVESTMENTS CO | 71,000 | 72,000 | 0.05% | ||
| 14 | EDGE ADVISORS, LLC | 27,000 | 27,000 | 0.02% | ||
| 15 | Commonwealth Equity Services, Inc | 23,000 | 23,000 | 0.02% | ||
| 16 | Wellesley Asset Management | 21,761 | 22,291 | 0.02% | PRN | |
| 17 | TDAM USA INC. | 19,000 | 19,000 | 0.01% | ||
| 18 | MORGAN STANLEY | 15,000 | 15,000 | 0.01% | PRN | |
| 19 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 20 | CITIGROUP INC | 10,000 | 10,000 | 0.01% | PRN | |
| 21 | ACG Wealth | 10,000 | 10,000 | 0.01% | ||
| 22 | Creative Planning | 5,000 | 5,000 | 0.00% | PRN | |
| 23 | ADVISOR GROUP, INC. | 3 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
