| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 34,734,000 | 34,502,000 | 33.49% | PRN | |
| 2 | CITADEL ADVISORS LLC | 24,665,000 | 24,693,000 | 23.97% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 14,200,000 | 13,934,000 | 13.53% | ||
| 4 | STEELHEAD PARTNERS LLC | 11,587,000 | 11,558,000 | 11.22% | PRN | |
| 5 | TD ASSET MANAGEMENT INC | 8,481,000 | 8,364,000 | 8.12% | ||
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 6,129,000 | 6,118,000 | 5.94% | PRN | |
| 7 | Context Capital Management, LLC | 2,038,000 | 2,050,000 | 1.99% | PRN | |
| 8 | Pine River Capital Management L.P. | 600,000 | 598,000 | 0.58% | PRN | |
| 9 | CREDIT SUISSE AG/ | 27,935 | 437,000 | 0.42% | PRN | |
| 10 | PRELUDE CAPITAL MANAGEMENT, LLC | 375,000 | 370,000 | 0.36% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 120,000 | 117,000 | 0.11% | ||
| 12 | DEUTSCHE BANK AG\ | 98,000 | 96,000 | 0.09% | PRN | |
| 13 | Investors Capital Advisory Services | 85,000 | 83,000 | 0.08% | ||
| 14 | SEI INVESTMENTS CO | 19,000 | 19,000 | 0.02% | ||
| 15 | TDAM USA INC. | 19,000 | 19,000 | 0.02% | ||
| 16 | Wellesley Asset Management | 18,974 | 18,713 | 0.02% | PRN | |
| 17 | Jefferies Group LLC | 15,000 | 15,000 | 0.01% | PRN | |
| 18 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 19 | CITIGROUP INC | 10,000 | 10,000 | 0.01% | PRN | |
| 20 | Creative Planning | 5,000 | 5,000 | 0.00% | PRN | |
| 21 | ADVISOR GROUP, INC. | 3 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
