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THRESHOLD PHARMACEUTICAL INC
THRESHOLD PHARMACEUTICAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 102 Institutional holders with a total value of $119,488,077.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FEDERATED HERMES, INC. 4,391,838 15,855,000 13.27%
2 JPMORGAN CHASE & CO 2,532,037 9,140,000 7.65%
3 BAKER BROS. ADVISORS LP 2,158,141 7,791,000 6.52%
4 BlackRock Institutional Trust Company, N.A. 2,127,530 7,680,000 6.43%
5 FMR LLC 1,975,169 7,130,000 5.97%
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,946,594 7,027,000 5.88%
7 FRANKLIN RESOURCES INC 1,888,300 6,817,000 5.71%
8 VANGUARD GROUP INC 1,488,247 5,373,000 4.50%
9 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,316,461 4,752,000 3.98%
10 BlackRock Fund Advisors 1,269,168 4,582,000 3.83%
11 STATE STREET CORP 1,102,104 3,978,000 3.33%
12 First Eagle Investment Management, LLC 1,091,700 3,941,000 3.30%
13 MILLENNIUM MANAGEMENT LLC 772,659 2,789,000 2.33%
14 AXA S.A. 585,527 2,114,000 1.77%
15 NORTHERN TRUST CORP 574,207 2,073,000 1.73%
16 MORGAN STANLEY 572,018 2,065,000 1.73%
17 DAFNA Capital Management LLC 555,965 2,007,000 1.68% SH
18 CREDIT SUISSE AG/ 413,043 1,491,000 1.25%
19 ROYAL BANK OF CANADA 365,528 1,320,000 1.10%
20 GOLDMAN SACHS GROUP INC 351,100 1,267,000 1.06% Call
21 AMERICAN CENTURY COMPANIES INC 320,768 1,158,000 0.97%
22 DEUTSCHE BANK AG\ 321,394 1,158,000 0.97%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 299,674 1,082,000 0.91%
24 Bank of New York Mellon Corp 269,078 971,000 0.81%
25 GEODE CAPITAL MANAGEMENT, LLC 255,535 922,000 0.77%
26 HIGHBRIDGE CAPITAL MANAGEMENT LLC 254,913 920,000 0.77%
27 PUTNAM INVESTMENTS LLC 216,997 783,000 0.66%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 198,308 716,000 0.60%
29 SMITH ASSET MANAGEMENT GROUP LP 190,378 687,000 0.57%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 168,132 607,000 0.51%
31 PERCEPTIVE ADVISORS LLC 160,000 578,000 0.48%
32 Employees Retirement System of Texas 160,000 578,000 0.48%
33 BlackRock Investment Management, LLC 153,778 555,000 0.46%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 137,900 498,000 0.42%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 130,300 470,000 0.39% Put
36 Rhenman & Partners Asset Management AB 121,537 439,000 0.37%
37 CITADEL ADVISORS LLC 117,561 424,000 0.35%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,700 407,000 0.34% Call
39 FORTALEZA ASSET MANAGEMENT INC/ 96,925 350,000 0.29%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 96,003 347,000 0.29%
41 BLACKROCK ADVISORS LLC 95,185 344,000 0.29%
42 JACOBS LEVY EQUITY MANAGEMENT, INC 90,800 328,000 0.27%
43 UBS AG 89,042 321,000 0.27%
44 GROUP ONE TRADING LLC 74,653 270,000 0.23%
45 HighTower Advisors, LLC 73,716 266,000 0.22%
46 TEACHERS ADVISORS, LLC 63,426 229,000 0.19%
47 Spark Investment Management LLC 61,100 219,000 0.18%
48 WELLS FARGO & COMPANY/MN 55,702 201,000 0.17%
49 TOCQUEVILLE ASSET MANAGEMENT L.P. 55,000 199,000 0.17%
50 PDT Partners, LLC 55,200 199,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.