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THRESHOLD PHARMACEUTICAL INC
THRESHOLD PHARMACEUTICAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 102 Institutional holders with a total value of $119,488,077.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 NOMURA HOLDINGS INC 50,750 189,000 0.16%
52 ALLIANCEBERNSTEIN L.P. 53,800 194,000 0.16%
53 TOCQUEVILLE ASSET MANAGEMENT L.P. 55,000 199,000 0.17%
54 PDT Partners, LLC 55,200 199,000 0.17%
55 WELLS FARGO & COMPANY/MN 55,702 201,000 0.17%
56 Spark Investment Management LLC 61,100 219,000 0.18%
57 TEACHERS ADVISORS, LLC 63,426 229,000 0.19%
58 HighTower Advisors, LLC 73,716 266,000 0.22%
59 GROUP ONE TRADING LLC 74,653 270,000 0.23%
60 UBS AG 89,042 321,000 0.27%
61 JACOBS LEVY EQUITY MANAGEMENT, INC 90,800 328,000 0.27%
62 BLACKROCK ADVISORS LLC 95,185 344,000 0.29%
63 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 96,003 347,000 0.29%
64 FORTALEZA ASSET MANAGEMENT INC/ 96,925 350,000 0.29%
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 112,700 407,000 0.34% Call
66 CITADEL ADVISORS LLC 117,561 424,000 0.35%
67 Rhenman & Partners Asset Management AB 121,537 439,000 0.37%
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 130,300 470,000 0.39% Put
69 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 137,900 498,000 0.42%
70 BlackRock Investment Management, LLC 153,778 555,000 0.46%
71 Employees Retirement System of Texas 160,000 578,000 0.48%
72 PERCEPTIVE ADVISORS LLC 160,000 578,000 0.48%
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 168,132 607,000 0.51%
74 SMITH ASSET MANAGEMENT GROUP LP 190,378 687,000 0.57%
75 TIAA CREF INVESTMENT MANAGEMENT LLC 198,308 716,000 0.60%
76 PUTNAM INVESTMENTS LLC 216,997 783,000 0.66%
77 HIGHBRIDGE CAPITAL MANAGEMENT LLC 254,913 920,000 0.77%
78 GEODE CAPITAL MANAGEMENT, LLC 255,535 922,000 0.77%
79 Bank of New York Mellon Corp 269,078 971,000 0.81%
80 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 299,674 1,082,000 0.91%
81 AMERICAN CENTURY COMPANIES INC 320,768 1,158,000 0.97%
82 DEUTSCHE BANK AG\ 321,394 1,158,000 0.97%
83 GOLDMAN SACHS GROUP INC 351,100 1,267,000 1.06% Call
84 ROYAL BANK OF CANADA 365,528 1,320,000 1.10%
85 CREDIT SUISSE AG/ 413,043 1,491,000 1.25%
86 DAFNA Capital Management LLC 555,965 2,007,000 1.68% SH
87 MORGAN STANLEY 572,018 2,065,000 1.73%
88 NORTHERN TRUST CORP 574,207 2,073,000 1.73%
89 AXA S.A. 585,527 2,114,000 1.77%
90 MILLENNIUM MANAGEMENT LLC 772,659 2,789,000 2.33%
91 First Eagle Investment Management, LLC 1,091,700 3,941,000 3.30%
92 STATE STREET CORP 1,102,104 3,978,000 3.33%
93 BlackRock Fund Advisors 1,269,168 4,582,000 3.83%
94 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,316,461 4,752,000 3.98%
95 VANGUARD GROUP INC 1,488,247 5,373,000 4.50%
96 FRANKLIN RESOURCES INC 1,888,300 6,817,000 5.71%
97 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,946,594 7,027,000 5.88%
98 FMR LLC 1,975,169 7,130,000 5.97%
99 BlackRock Institutional Trust Company, N.A. 2,127,530 7,680,000 6.43%
100 BAKER BROS. ADVISORS LP 2,158,141 7,791,000 6.52%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.