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UBS AG JERSEY BRANCH
UBS AG JERSEY BRANCH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 17 Institutional holders with a total value of $22,599,783.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EAGLE GLOBAL ADVISORS LLC 181,300 10,219,000 45.22%
2 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 130,000 7,327,000 32.42%
3 Aviance Capital Partners, LLC 28,025 1,579,601 6.99%
4 LPL Financial LLC 25,935 1,462,000 6.47%
5 USCA RIA LLC 18,420 1,038,000 4.59%
6 Salient Capital Advisors, LLC 5,599 316,000 1.40%
7 Carroll Financial Associates, Inc. 4,300 242,000 1.07%
8 WESTPORT RESOURCES MANAGEMENT INC 1,875 106,000 0.47%
9 BANK OF AMERICA CORP /DE/ 1,500 85,000 0.38%
10 US BANCORP \DE\ 996 56,000 0.25%
11 UBS AG 900 51,000 0.23%
12 NEW ENGLAND SECURITIES CORP /MA/ 745 42,000 0.19%
13 WFG Advisors, LP 561 32,000 0.14%
14 AMERICAN INTERNATIONAL GROUP, INC. 500 28,182 0.12%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 8,000 0.04%
16 MACROVIEW INVESTMENT MANAGEMENT LLC 150 8,000 0.04%
17 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.