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UBS AG JERSEY BRANCH
UBS AG JERSEY BRANCH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $32,600,199.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EAGLE GLOBAL ADVISORS LLC 166,450 12,201,000 37.43%
2 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 113,700 8,334,000 25.56%
3 LPL Financial LLC 72,018 5,124,000 15.72%
4 Aviance Capital Partners, LLC 26,540 1,945,000 5.97%
5 USCA RIA LLC 19,815 1,452,000 4.45%
6 ROOSEVELT INVESTMENT GROUP LLC 9,791 718,000 2.20%
7 Carroll Financial Associates, Inc. 8,300 545,000 1.67%
8 JANE STREET GROUP, LLC 6,764 496,000 1.52%
9 BANK OF AMERICA CORP /DE/ 6,000 440,000 1.35%
10 Salient Capital Advisors, LLC 4,000 293,000 0.90%
11 Pinnacle Summer Investments, Inc. 3,400 249,000 0.76%
12 CAHILL FINANCIAL ADVISORS INC 3,025 222,000 0.68%
13 Stelac Advisory Services LLC 2,443 179,000 0.55%
14 WESTPORT RESOURCES MANAGEMENT INC 1,875 137,000 0.42%
15 NEW ENGLAND SECURITIES CORP /MA/ 1,425 104,000 0.32%
16 US BANCORP \DE\ 996 73,000 0.22%
17 UBS AG 900 66,000 0.20%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 11,000 0.03%
19 WFG Advisors, LP 73 5,000 0.02%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 4,000 0.01%
21 AMERICAN INTERNATIONAL GROUP, INC. 30 2,199 0.01%
22 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.