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UBS AG JERSEY BRANCH
UBS AG JERSEY BRANCH. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 20 Institutional holders with a total value of $30,069,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EAGLE GLOBAL ADVISORS LLC 465,650 23,445,000 77.97%
2 POINTE CAPITAL MANAGEMENT LLC 50,323 2,534,000 8.43%
3 Aviance Capital Partners, LLC 23,280 1,172,000 3.90%
4 Salient Capital Advisors, LLC 15,527 782,000 2.60%
5 RAYMOND JAMES & ASSOCIATES 10,091 508,000 1.69%
6 HighTower Trust Company, N.A. 8,615 434,000 1.44%
7 ROOSEVELT INVESTMENT GROUP LLC 5,415 273,000 0.91%
8 Texas Yale Capital Corp. 4,995 251,000 0.83%
9 Pinnacle Summer Investments, Inc. 3,400 171,000 0.57%
10 Stelac Advisory Services LLC 2,443 124,000 0.41%
11 WESTPORT RESOURCES MANAGEMENT INC 2,175 110,000 0.37%
12 BANK OF AMERICA CORP /DE/ 1,812 91,000 0.30%
13 MSI Financial Services Inc 1,425 72,000 0.24%
14 US BANCORP \DE\ 996 50,000 0.17%
15 Carroll Financial Associates, Inc. 400 20,000 0.07%
16 Genesis Wealth Advisors, LLC 312 15,624 0.05%
17 CENTRAL TRUST Co 250 13,000 0.04%
18 AMERICAN INTERNATIONAL GROUP, INC. 75 3,776 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%
20 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.