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UBS AG JERSEY BRANCH
UBS AG JERSEY BRANCH. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 17 Institutional holders with a total value of $29,378,110.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EAGLE GLOBAL ADVISORS LLC 181,300 12,749,000 43.40%
2 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 115,000 8,087,000 27.53%
3 LPL Financial LLC 64,685 4,549,000 15.48%
4 Aviance Capital Partners, LLC 22,650 1,593,000 5.42%
5 USCA RIA LLC 18,915 1,330,000 4.53%
6 Carroll Financial Associates, Inc. 4,450 313,000 1.07%
7 Salient Capital Advisors, LLC 4,055 285,000 0.97%
8 WESTPORT RESOURCES MANAGEMENT INC 1,875 132,000 0.45%
9 BANK OF AMERICA CORP /DE/ 1,500 105,000 0.36%
10 US BANCORP \DE\ 996 70,000 0.24%
11 UBS AG 900 63,000 0.21%
12 NEW ENGLAND SECURITIES CORP /MA/ 845 59,000 0.20%
13 WFG Advisors, LP 365 26,000 0.09%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 150 11,000 0.04%
15 MACROVIEW INVESTMENT MANAGEMENT LLC 50 4,000 0.01%
16 AMERICAN INTERNATIONAL GROUP, INC. 30 2,110 0.01%
17 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.