| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 9,922,103 | 11,311,000 | 38.74% | ||
| 2 | GAGNON SECURITIES LLC | 3,013,200 | 3,418,000 | 11.71% | ||
| 3 | CQS Cayman LP | 2,642,296 | 3,012,000 | 10.32% | ||
| 4 | 1832 Asset Management L.P. | 2,600,000 | 2,949,000 | 10.10% | ||
| 5 | Gagnon Advisors, LLC | 1,678,830 | 1,905,000 | 6.52% | ||
| 6 | NORTHERN TRUST CORP | 1,006,873 | 1,147,000 | 3.93% | ||
| 7 | DEUTSCHE BANK AG\ | 745,924 | 849,000 | 2.91% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 605,862 | 690,000 | 2.36% | ||
| 9 | Paloma Partners Management Co | 549,606 | 627,000 | 2.15% | ||
| 10 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 364,090 | 415,000 | 1.42% | ||
| 11 | BlackRock Fund Advisors | 345,868 | 394,000 | 1.35% | ||
| 12 | MORGAN STANLEY | 290,872 | 331,000 | 1.13% | ||
| 13 | LMR Partners LLP | 276,541 | 315,000 | 1.08% | ||
| 14 | ANDREEFF EQUITY ADVISORS, LLC | 263,756 | 301,000 | 1.03% | ||
| 15 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 214,000 | 244,000 | 0.84% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 213,445 | 243,000 | 0.83% | ||
| 17 | CREDIT SUISSE AG/ | 176,513 | 201,000 | 0.69% | ||
| 18 | FLOW TRADERS U.S. LLC | 167,800 | 190,000 | 0.65% | ||
| 19 | GOLDMAN SACHS GROUP INC | 125,426 | 143,000 | 0.49% | ||
| 20 | Virtu KCG Holdings LLC | 81,920 | 93,000 | 0.32% | ||
| 21 | MILLENNIUM MANAGEMENT LLC | 68,401 | 78,000 | 0.27% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 49,600 | 57,000 | 0.20% | ||
| 23 | UBS AG | 38,236 | 43,000 | 0.15% | ||
| 24 | SCHRODER INVESTMENT MANAGEMENT GROUP | 30,000 | 34,035 | 0.12% | ||
| 25 | Kovack Advisors, Inc. | 26,495 | 30,000 | 0.10% | ||
| 26 | KEELEY ASSET MANAGEMENT CORP | 25,650 | 29,000 | 0.10% | ||
| 27 | Geduld E E | 25,000 | 29,000 | 0.10% | ||
| 28 | K.J. Harrison & Partners Inc | 25,000 | 28,000 | 0.10% | ||
| 29 | BARCLAYS PLC | 25,922 | 26,000 | 0.09% | ||
| 30 | BlackRock Investment Management, LLC | 20,244 | 23,000 | 0.08% | ||
| 31 | Tower Research Capital LLC (TRC) | 7,467 | 9,000 | 0.03% | ||
| 32 | Creative Planning | 5,000 | 6,000 | 0.02% | ||
| 33 | CITIGROUP INC | 4,985 | 6,000 | 0.02% | ||
| 34 | Tradewinds Capital Management, LLC | 4,000 | 5,000 | 0.02% | ||
| 35 | BNP PARIBAS FINANCIAL MARKETS | 4,193 | 4,780 | 0.02% | ||
| 36 | BANK OF MONTREAL /CAN/ | 3,140 | 4,000 | 0.01% | ||
| 37 | ROYAL BANK OF CANADA | 3,400 | 4,000 | 0.01% | ||
| 38 | B. Riley Wealth Advisors, Inc. | 1,830 | 2,086 | 0.01% | ||
| 39 | AMERIPRISE FINANCIAL INC | 2,170 | 2,000 | 0.01% | ||
| 40 | US BANCORP \DE\ | 1,000 | 1,000 | 0.00% | ||
| 41 | TEACHERS ADVISORS, LLC | 467 | 1,000 | 0.00% | ||
| 42 | TORONTO DOMINION BANK | 40 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
